04/28/2026 Ordinances 10,073 CITY OF GRAND ISLAND,NEBRASKA
ORDINANCE NO. 10,073
AN ORDINANCE AUTHORIZING THE ISSUANCE OF TAX SUPPORTED MUNICIPAL
IMPROVEMENT BONDS, SERIES 2026, OF THE CITY OF GRAND ISLAND, NEBRASKA, IN
THE PRINCIPAL AMOUNT OF NOT TO EXCEED$25,000,000 FOR THE PURPOSE OF PAYING
THE COSTS OF CERTAIN CAPITAL IMPROVEMENTS TO BE OWNED BY THE CITY AND
TO REFINANCE THE 2016 PROMISSORY NOTE OF THE CITY; PRESCRIBING THE FORM
OF SAID BONDS; PLEDGING FUNDS TO BE RECEIVED BY A SALES AND USE TAX AND
PROPERTY TAX FOR THE PAYMENT OF SAID BONDS; PROVIDING FOR THE LEVY AND
COLLECTION OF SAID TAXES TO PAY THE SAME; PROVIDING FOR THE SALE OF THE
BONDS; AUTHORIZING THE DELIVERY OF THE BONDS TO THE PURCHASER;
PROVIDING FOR THE DISPOSITION OF BOND PROCEEDS; AUTHORIZING BOND
INSURANCE FOR THE BONDS; AND ORDERING THE ORDINANCE PUBLISHED IN
PAMPHLET OR ELECTRONIC FORM.
BE IT RESOLVED BY THE MAYOR AND CITY COUNCIL OF THE CITY OF GRAND
ISLAND,NEBRASKA:
Section 1. The Mayor and City Council(the"Council")of the City of Grand Island,Nebraska
(the"City"), hereby find and determine that:
(a) The City currently imposes a sales and use tax in the aggregate amount of 2.00% (the "Sales
Tax") upon the same transactions within the City on which the State of Nebraska is authorized
to impose a tax pursuant to the Local Option Revenue Act (Sections 77-27,142 to 77-27,148,
R.R.S.Neb.,as amended,the"Act"),pursuant to Ordinance No. 7600,Ordinance No. 8910,and
Ordinance No. 9714.
(b) The City is authorized to issue bonds pursuant to the Act for any municipal purpose, including
provision of funds to: (i) acquire and construct certain improvements to the City's water park
commonly known as Island Oasis,and renovate,improve,and equip the City's Heartland Event
Center, which improvements to such facilities and equipment are to be owned and operated by
the City(together,the"Project"); (ii)refinance the City's Promissory Note, Series 2016, in the
original principal amount of$5,000,000 and which is currently outstanding in the amount of
approximately $840,000 (the "2016 Note") which was incurred to pay the costs of certain
improvements to the City's Parks and Trails system; and(iii)pay costs of issuing such bonds.
(c) The City authorized pursuant to the Act to pledge receipts of the Sales Tax and dedicate a portion
of its property tax levy authority as provided in Section 77-3442, R.R.S. Neb., as amended, for
payment of such bonds.The Sales Tax may be used to pay the costs of capital improvements and
capital expenditures,including costs of the Project and the improvements financed with proceeds
of the 2016 Note.
(d) All conditions, acts and things required to exist or to be done precedent to the issuance of Tax
Supported Municipal Improvement Bonds, Series 2026, (or such other title as determined in a
Designation as described below,the "Bonds") of the City of Grand Island,Nebraska, in one or
more series in the aggregate stated principal amount of not to exceed Twenty-five Million Dollars
($25,000,000)pursuant to the Act to provide financing for a portion of the cost of the Project and
to refinance the 2016 Note do exist and have been done as required by law.
Section 2. (a) To provide funds for the purpose of paying and reimbursing the costs of the
Project and refinancing the 2016 Note as set forth in Section 1 hereof, there shall be and there are hereby
ordered issued the Tax Supported Municipal Improvement Bonds of the City in one or more series, in the
aggregate stated principal amount of not to exceed Twenty-five Million Dollars ($25,000,000); provided,
however,such stated principal amount may be increased as necessary to the extent the Bonds are sold at a net
original issue discount.
(b) The Bonds or any portion thereof are hereby authorized to be sold pursuant to a negotiated
or competitive sale to an underwriter as initial purchaser(the "Underwriter"), or as a direct placement to a
single purchaser (the "Purchaser") without offering the bonds to the public, all as determined by an
Authorized Officer taking into consideration advice of the City's municipal advisor. In connection with such
sale, the Mayor, City Clerk, and City Administrator (each, an "Authorized Officer") are each hereby
authorized to specify, determine, designate,establish and appoint, as the case may be, in one or more written
designations which may be included in a bond purchase agreement or other certificate or agreement(each,a
"Designation"),the following with respect to the Bonds: (1)the aggregate purchase price of the Bonds and
the underwriting discount and other related costs of issuing the Bonds; (2)the form and contents of any bond
purchase agreement in connection with such sale with an Underwriter or placement with a Purchaser;(3)for
each series,the title, dated date, and stated principal amount of the Bonds; (4)the final maturity date,which
shall not be later than December 15, 2056, provided that any or all portions of the maturity schedules may
be structured such that the amortization period and future repayment schedule(after refinancing) is longer
than the initial term of the financing(commonly referred to as a balloon payment);(5)the principal amounts
maturing in each year and whether maturities will be issued as serial or term bonds; (6) the rate or rates of
interest to be borne by each principal maturity, and any original issue premium or original issue discount,
provided that the true interest cost of the Bonds shall not exceed 5.50%; (7)the principal payment dates and
interest payment dates; (8)the prepayment provisions and whether the Bonds will be subject to redemption
prior to their stated maturity, and if subject to such optional redemption, the provisions governing such
redemption, including a redemption price not to exceed 104% of the principal amount then being redeemed
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plus accrued interest to the date of redemption; (9)the amount and due date of each sinking fund installment
for any of the Bonds issued as term Bonds; (10)the designation of the Paying Agent and Registrar and the
form and content of any agreement between the City and such entity; (11)the prepayment date of the 2016
Note,which shall not be later than 90 days after the date of issuance of the Bonds, and the source of funds
(i.e., proceeds of the Bonds and/or other legally available funds of the City)to pay and redeem in full the
outstanding amount due on the 2016 Note; (12) the form, content, terms and provisions of any notice of
redemption or prepayment with respect to the 2016 Note; (13) whether one or more series, and certain
maturities, of the Bonds (such bonds referred to herein as the "Insured Bonds") is to be insured by a bond
insurance provider (the "Bond Insurer") as determined pursuant to Section 16 of this Ordinance and the
terms and provisions related to the Bonds and any such bond insurance policy;(14)the form,content,terms,
and provisions of any closing and other documentation executed and delivered by the City in connection
with authorization, issuance, sale and delivery of the Bonds; and (15) all other terms and provisions of the
Bonds not otherwise specified or fixed by this Ordinance.
(c) The Bonds shall be issued in fully registered form in the denomination of$5,000 or any
integral multiple thereof. The date of original issue for the Bonds shall be date of original delivery. Interest
on the Bonds, at the respective rates for each maturity, shall be payable on such dates as determined in the
Designation,each an"Interest Payment Date",and the Bonds shall bear interest from the date of original issue
or the most recent Interest Payment Date,whichever is later. The interest due on each Interest Payment Date
shall be payable to the registered owners of record as of the fifteenth day immediately preceding the Interest
Payment Date (the "Record Date"), subject to the provisions of Section 4 hereof The Bonds shall be
numbered from 1 upwards in the order of their issuance. No Bond shall be issued originally or upon transfer
or partial redemption having more than one principal maturity. The initial bond numbering and principal
amounts for each of the Bonds issued shall be as directed by the initial purchaser thereof Payments of interest
due on the Bonds prior to maturity or earlier redemption shall be made by the Paying Agent and Registrar,as
designated pursuant to Section 3 hereof, by mailing a check or draft in the amount due for such interest on
each Interest Payment Date to the registered owner of each Bond, as of the Record Date for such Interest
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Payment Date, to such owner's registered address as shown on the books of registration as required to be
maintained in Section 3 hereof. Payments of principal due at maturity or at any date fixed for redemption
prior to maturity, together with unpaid accrued interest thereon, shall be made by said Paying Agent and
Registrar to the registered owners upon presentation and surrender of the Bonds to said Paying Agent and
Registrar. The City and said Paying Agent and Registrar may treat the registered owner of any Bond as the
absolute owner of such Bond for the purpose of making payments thereon and for all other purposes and
neither the City nor the Paying Agent and Registrar shall be affected by any notice or knowledge to the
contrary,whether such Bond or any installment of interest due thereon shall be overdue or not. All payments
on account of interest or principal made to the registered owner of any Bond in accordance with the terms of
this Ordinance shall be valid and effectual and shall be a discharge of the City and said Paying Agent and
Registrar, in respect of the liability upon the Bonds or claims for interest to the extent of the sum or sums so
paid.
Section 3. The City Treasurer of the City of Grand Island, Nebraska, is hereby designated to
serve as Paying Agent and Registrar for the Bonds, provided that the City reserves the right to designate a
bank or trust company to serve in such capacity and upon such agreed terms as may be determined in the
Designation by one or more Authorized Officers. If a bank or trust company is designated,such bank or trust
company shall serve as Paying Agent and Registrar in such capacities under the terms of an agreement entitled
"Paying Agent and Registrar's Agreement"between the City and said Paying Agent and Registrar,the form
of which is hereby approved. The Mayor and City Clerk are hereby authorized to execute said agreement
on behalf of the City in the form as an Authorized Officer shall deem appropriate on behalf of the City.
The Paying Agent and Registrar shall keep and maintain for the City books for the registration and transfer
of the Bonds at its office. The names and registered addresses of registered owner or owners of the Bonds
shall at all times be recorded in such books. Any Bond may be transferred pursuant to its provisions at the
office of said Paying Agent and Registrar by surrender of such bond for cancellation, accompanied by a
written instrument of transfer, in form satisfactory to said Paying Agent and Registrar, duly executed by
the registered owner in person or by such owner's duly authorized agent, and thereupon the Paying Agent
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and Registrar on behalf of the City will deliver at its office (or send by registered mail to the transferee
owner or owners thereof at such transferee owner's or owners' risk and expense),registered in the name of
such transferee owner or owners,a new Bond or Bonds of the same interest rate,aggregate principal amount
and maturity. To the extent of the denominations authorized for the Bonds by this ordinance, one such
bond may be transferred for several such bonds of the same interest rate and maturity, and for a like
aggregate principal amount, and several such bonds may be transferred for one or several such bonds,
respectively,of the same interest rate and maturity and for a like aggregate principal amount. In every case
of transfer of a Bond,the surrendered Bond shall be canceled and destroyed. All Bonds issued upon transfer
of the Bonds so surrendered shall be valid obligations of the City evidencing the same obligation as the
Bonds surrendered and shall be entitled to all the benefits and protection of this Ordinance to the same
extent as the Bonds upon transfer of which they were delivered. The City as said Paying Agent and
Registrar shall not be required to transfer any Bond during any period from any Record Date until its
immediately following Interest Payment Date or to transfer any Bond called for redemption for a period of
30 days next preceding the date fixed for redemption.
Section 4. In the event that payments of interest due on the Bonds on an Interest Payment Date
are not timely made, such interest shall cease to be payable to the registered owners as of the Record Date for
such Interest Payment Date and shall be payable to the registered owners of the Bonds as of a special date of
record for payment of such defaulted interest as shall be designated by the Paying Agent and Registrar
whenever monies for the purpose of paying such defaulted interest become available.
Section 5. Bonds shall be subject to redemption, in whole or in part, prior to maturity at any
time on or after the fifth anniversary of the date of original issue thereof at par plus accrued interest on the
principal amount redeemed to the date fixed for redemption (or such other date as may be determined in the
Designation). The City may select the Bonds to be redeemed for optional redemption in its sole discretion.
Bonds for mandatory redemption shall be selected by the Paying Agent and Registrar using any random
111 method of selection determined appropriate by the Paying Agent and Registrar. Bonds redeemed pursuant to
the requirements for mandatory redemption shall be redeemed at par plus accrued interest on the principal
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amount redeemed. The Bonds shall be redeemed only in amounts of$5,000 or integral multiples thereof.
Bonds redeemed in part only shall be surrendered to said Paying Agent and Registrar in exchange for a new
Bond evidencing the unredeemed principal thereof. Notice of redemption of any Bond called for redemption
shall be given,at the direction of the City in the case of optional redemption and without further direction in
the case of mandatory redemption, by said Paying Agent and Registrar by mail not less than 30 days prior to
the date fixed for redemption, first class, postage prepaid, sent to the registered owner of such Bond at said
owner's registered address. Such notice shall designate the Bond or Bonds to be redeemed by maturity or
otherwise,the date of original issue, series and the date fixed for redemption and shall state that such Bond or
Bonds are to be presented for prepayment at the office of said Paying Agent and Registrar. In case of any
Bond partially redeemed, such notice shall specify the portion of the principal amount of such Bond to be
redeemed. No defect in the mailing of notice for any Bond shall affect the sufficiency of the proceedings of
the City designating the Bonds called for redemption or the effectiveness of such call for Bonds for which
notice by mail has been properly given and the City shall have the right to further direct notice of redemption
for any such Bond for which defective notice has been given.
Section 6. If the date for payment of the principal of or interest on the Bonds shall be a Saturday,
Sunday, legal holiday or a day on which banking institutions in Grand Island, Nebraska, are authorized by
law or executive order to close,then the date for such payment shall be the next succeeding day which is not
a Saturday, Sunday, legal holiday or a day on which such banking institutions are authorized to close, and
payment on such day shall have the same force and effect as if made on the nominal date of payment.
Section 7. The Bonds shall be in substantially the following form:
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UNITED STATES OF AMERICA
STATE OF NEBRASKA
COUNTY OF HALL
CITY OF GRAND ISLAND,NEBRASKA
TAX SUPPORTED MUNICIPAL IMPROVEMENT BOND,SERIES 2026
No.R- $
Interest Rate Maturity Date Date of Original Issue CUSIP
,20 ,2026
Registered Owner: Cede& Co.
13-2555119
Principal Amount: DOLLARS
KNOW ALL PERSONS BY THESE PRESENTS: That the City of Grand Island,Nebraska,hereby
acknowledges itself to owe and for value received promises to pay to the registered owner specified above,or
registered assigns,the principal amount specified above in lawful money of the United States of America on
the date of maturity specified above with interest thereon to maturity(or earlier redemption)from the date of
original issue or most recent Interest Payment Date,whichever is later,at the rate per annum specified above,
payable on ,20_, and semiannually thereafter on and of each year
(each of said dates an "Interest Payment Date"). Said interest shall be computed on the basis of a 360-day
year consisting of twelve 30-day months. The principal of this bond is payable upon presentation and
surrender of the bond at the office of , ,Nebraska,as Paying Agent
and Registrar. Interest on this bond due prior to maturity or earlier redemption will be paid on each Interest
Payment Date by a check or draft mailed by the Paying Agent and Registrar to the registered owner of this
bond,as shown on the books of record maintained by the Paying Agent and Registrar,at the close of business
on the fifteenth day immediately preceding the Interest Payment Date,to such owner's registered address as
shown on such books and records. Any interest not so timely paid shall cease to be payable to the person
entitled thereto as of the record date such interest was payable,and shall be payable to the person who is the
registered owner of this bond (or of one or more predecessor bonds hereto) on such special record date for
payment of such defaulted interest as shall be fixed by the Paying Agent and Registrar whenever monies for
such purposes become available.
This bond is one of an issue of fully registered bonds of the total principal amount of
Dollars($ ),of even date and like tenor except as to date of maturity,
rate of interest and denomination which were issued by the City to pay the costs to (i) acquire and construct
certain improvements to the City's water park commonly known as Island Oasis, and renovate, improve,
and equip the City's Heartland Event Center, which improvements to such facilities and equipment are to
be owned and operated by the City;and(ii)refinance the City's Promissory Note, Series 2016,in the original
principal amount of$5,000,000 which was incurred to pay the costs of certain improvements to the City's
Parks and Trails system;all as more fully described in Ordinance No. (the"Ordinance")legally passed
and approved by the Mayor and City Council of said City on , 20 . The issuance of
this bond and the bonds of this issue has been authorized by proceedings duly had and the Ordinance.
All Bonds of this issue are subject to redemption at the option of the City, in whole or in part, at
any time on or after years after the date of delivery, at par plus interest accrued on the principal
amount redeemed to the date fixed for redemption.
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Notice of redemption shall be given by mail to the registered owner of any bond to be redeemed at
said registered owner's address in the manner specified in the Ordinance authorizing said issue of bonds.
Individual bonds may be redeemed in part but only in$5,000 amounts or integral multiples thereof.
This bond is transferable by the registered owner or such owner's attorney duly authorizing in writing
at the office of the Paying Agent and Registrar upon surrender and cancellation of this bond,and thereupon a
new bond or bonds of the same aggregate principal amount, interest rate and maturity will be issued to the
transferee as provided in the Ordinance authorizing said issue of bonds, subject to the limitations therein
prescribed. The City, the Paying Agent and Registrar and any other person may treat the person in whose
name this bond is registered as the absolute owner hereof for the purpose of receiving payment due hereunder
and for all purposes and shall not be affected by any notice to the contrary,whether this bond be overdue or
not.
If the date for payment of the principal of or interest on this bond shall be a Saturday, Sunday, legal
holiday or a day on which banking institutions in the City of Grand Island,Nebraska, are authorized by law
or executive order to close, then the date for such payment shall be the next succeeding day which is not a
Saturday, Sunday, legal holiday or a day on which such banking institutions are authorized to close, and
payment on such day shall have the same force and effect as if made on the nominal date of payment.
For the prompt payment of the principal and interest on this bond and the other bonds of the same
issue, as described in the Ordinance,the City of Grand Island,Nebraska, has pledged funds received and to
be received from revenues from the City's Sales Tax as defined and described in the Ordinance,with receipts
from such Sales Tax to be allocated by the City to payment of principal and interest as the same fall due. In
addition,the City has covenanted and agreed in the Ordinance that it shall designate a portion of its property
tax authority pursuant to Section 77-3442, R.R.S. Neb., as amended, in such amount as will provide funds
which,together with receipts from the Sales Tax as pledged to the payment of such principal and interest and
any other money made available and used for such purpose,will be sufficient to make payment of the principal
of and interest on this bond and the other bonds of the same issue as the same fall due.
AS PROVIDED IN THE ORDINANCE REFERRED TO HEREIN,UNTIL THE TERMINATION
OF THE SYSTEM OF BOOK-ENTRY-ONLY TRANSFERS THROUGH THE DEPOSITORY TRUST
COMPANY, NEW YORK, NEW YORK (TOGETHER WITH ANY SUCCESSOR SECURITIES
DEPOSITORY APPOINTED PURSUANT TO THE ORDINANCE, "DTC"), AND NOTWITHSTAND-
ING ANY OTHER PROVISIONS OF THE ORDINANCE TO THE CONTRARY, A PORTION OF THE
PRINCIPAL AMOUNT OF THIS BOND MAY BE PAID OR REDEEMED WITHOUT SURRENDER
HEREOF TO THE REGISTRAR. DTC OR A NOMINEE, TRANSFEREE OR ASSIGNEE OF DTC OF
THIS BOND MAY NOT RELY UPON THE PRINCIPAL AMOUNT INDICATED HEREON AS THE
PRINCIPAL AMOUNT HEREOF OUTSTANDING AND UNPAID. THE PRINCIPAL AMOUNT
HEREOF OUTSTANDING AND UNPAID SHALL FOR ALL PURPOSES BE THE AMOUNT
DE[ERMINED IN THE MANNER PROVIDED IN THE ORDINANCE.
UNLESS THIS BOND IS PRESENTED BY AN AUTHORIZED OFFICER OF DTC(A)TO THE
REGISTRAR FOR REGISTRATION OF TRANSFER OR EXCHANGE OR (B) TO THE REGISTRAR
FOR PAYMENT OF PRINCIPAL, AND ANY BOND ISSUED IN REPLACEMENT HEREOF OR
SUBSTITUTION HEREFOR IS REGISTERED IN THE NAME OF DTC AND ANY PAYMENT IS
MADE TO DTC OR ITS NOMINEE, ANY TRANSFER, PLEDGE OR OTHER USE HEREOF FOR
VALUE OR OTHERWISE BY OR TO ANY PERSON IS WRONGFUL BECAUSE ONLY THE
REGISTERED OWNER HEREOF,DTC OR ITS NOMINEE,HAS AN INTEREST HEREIN.
IT IS HEREBY CERTIFIED AND WARRANTED that all conditions, acts and things required by
law to exist or to be done precedent to and in the issuance of this bond did exist, did happen and were done
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and performed in regular and due form and time as required by law and that the indebtedness of said City,
including this bond,does not exceed any limitation imposed by law.
This bond shall not be valid and binding on the City until authenticated by the Paying Agent and
Registrar.
IN WITNESS WHEREOF,the Mayor and City Council of the City of Grand Island,Nebraska,have
caused this bond to be executed on behalf of the City with the manual or facsimile signatures of the Mayor
and the City Clerk and by causing the official seal of the City to be impressed or imprinted hereon, all as of
the date of original issue specified above.
THE CITY OF GRAND ISLAND,NEBRASKA
(facsimile signature)
ATTEST: Mayor
(facsimile signature)
City Clerk
(SEAL)
CERTIFICATE OF AUTHENTICATION
This bond is one of the bonds authorized by Ordinance of the Mayor and City Council of the City of
Grand Island,Nebraska, described in the foregoing bond.
,NEBRASKA
as Paying Agent and Registrar
By:
Authorized Signature
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ASSIGNMENT
FOR VALUE RECEIVED, the undersigned hereby sells, assigns and transfers unto
Print or Type Name,Address and Social Security Number
or other Taxpayer Identification Number of Transferee
the within Bond and all rights thereunder, and hereby irrevocably constitutes and appoints
agent to transfer the within Bond on the Bond Register kept by the
Paying Agent for the registration thereof,with full power of substitution in the premises.
Dated:
NOTICE: The signature to this assignment must
correspond with the name of the Registered
Owner as it appears upon the face of the within
Bond in every particular.
Medallion Signature Guarantee:
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Section 8. Each of the Bonds shall be executed on behalf of the City with the manual or
facsimile signatures of the Mayor and City Clerk of the City. If purchased by a Purchaser, the Bonds shall
be registered in the name of the Purchaser and shall be issued in such form determined appropriate by an
Authorized Officer. If purchased by an Underwriter,the Bonds shall be issued initially as"book-entry-only"
bonds using the services of The Depository Trust Company (the "Depository"), with one typewritten bond
per maturity being issued to the Depository. In such connection said officers are authorized to execute and
deliver a letter of representations(the"Letter of Representations")in the form required by the Depository,for
and on behalf of the City,which shall thereafter govern matters with respect to registration,transfer,payment
and redemption of the Bonds. Upon the issuance of the Bonds as "book-entry-only" bonds, the following
provisions shall apply:
(a) The City and the Paying Agent and Registrar shall have no responsibility or
obligation to any broker-dealer, bank or other financial institution for which the Depository
holds Bonds as securities depository(each,a"Bond Participant")or to any person who is an
actual purchaser of a Bond from a Bond Participant while the Bonds are in book-entry form
(each,a`Beneficial Owner")with respect to the following:
(i) the accuracy of the records of the Depository, any
nominees of the Depository or any Bond Participant with respect to any
ownership interest in the Bonds,
(ii) the delivery to any Bond Participant,any Beneficial Owner
or any other person,other than the Depository,of any notice with respect to
the Bonds, including any notice of redemption, or
(iii) the payment to any Bond Participant,any Beneficial Owner
or any other person, other than the Depository, of any amount with respect
to the Bonds.
The Paying Agent and Registrar shall make payments with respect to the Bonds only to or
upon the order of the Depository or its nominee, and all such payments shall be valid and
effective fully to satisfy and discharge the obligations with respect to such Bonds to the extent
of the sum or sums so paid. No person other than the Depository shall receive an
authenticated Bond, except as provided in(e)below.
(b) Upon receipt by the Paying Agent and Registrar of written notice from the
Depository to the effect that the Depository is unable or unwilling to discharge its
responsibilities, the Paying Agent and Registrar shall issue, transfer and exchange Bonds
requested by the Depository in appropriate amounts. Whenever the Depository requests the
Paying Agent and Registrar to do so,the Paying Agent and Registrar will cooperate with the
Depository in taking appropriate action after reasonable notice (i)to arrange, with the prior
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written consent of the City, for a substitute depository willing and able upon reasonable and
customary terms to maintain custody of the Bonds or(ii)to make available Bonds registered
in whatever name or names the Beneficial Owners transferring or exchanging such Bonds
shall designate.
(c) If the City determines that it is desirable that certificates representing the Bonds be
delivered to the Bond Participants and/or Beneficial Owners of the Bonds and so notifies the
Paying Agent and Registrar in writing, the Paying Agent and Registrar shall so notify the
Depository, whereupon the Depository will notify the Bond Participants of the availability
through the Depository of bond certificates representing the Bonds. In such event,the Paying
Agent and Registrar shall issue, transfer and exchange bond certificates representing the
Bonds as requested by the Depository in appropriate amounts and in authorized
denominations.
(d) Notwithstanding any other provision of this Ordinance to the contrary, so long as
any Bond is registered in the name of the Depository or any nominee thereof, all payments
with respect to such Bond and all notices with respect to such Bond shall be made and given,
respectively,to the Depository as provided in the Letter of Representations.
(e) Registered ownership of the Bonds may be transferred on the books of registration
maintained by the Paying Agent and Registrar,and the Series 2026 Bonds may be delivered
in physical form to the following:
(i) any successor securities depository or its nominee;
(ii) any person, upon (A) the resignation of the Depository
from its functions as depository or (B) termination of the use of the
Depository pursuant to this Section.
(0 In the event of any partial redemption of a Bond unless and until such partially
redeemed Bond has been replaced in accordance with the provisions of this Ordinance, the
books and records of the Paying Agent and Registrar shall govern and establish the principal
amount of such Bond as is then outstanding and all of the Bonds issued to the Depository or
its nominee shall contain a legend to such effect.
If for any reason the Depository resigns and is not replaced or upon termination by the City of book-entry-
only form, the City shall immediately provide a supply of bond certificates for issuance upon subsequent
transfers or in the event of partial redemption. In the event that such supply of certificates shall be insufficient
to meet the requirements of the Paying Agent and Registrar for issuance of replacement bond certificates upon
transfer or partial redemption,the City agrees to order printed an additional supply of bond certificates and to
direct their execution by manual or facsimile signature of its then duly qualified and acting officers. In case
any officer whose signature or facsimile thereof shall appear on any Bond shall cease to be such officer before
the delivery of such Bond (including any bond certificates delivered to the Paying Agent and Registrar for
issuance upon transfer or partial redemption)such signature or such facsimile signature shall nevertheless be
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valid and sufficient for all purposes the same as if such officer or officers had remained in office until the
delivery of such Bond. After being executed by the Mayor and City Clerk, said Bonds shall be delivered to
the Treasurer of the City who shall be responsible therefor under his/her official bond and such Treasurer
shall maintain a record of information with respect to said Bonds in accordance with the requirements of
Section 10-140, R.R.S. Neb., as amended, and shall cause the same to be filed with the Auditor of Public
Accounts of the State of Nebraska. The Bonds shall not be valid and binding on the City until authenticated
by the Paying Agent and Registrar. The Bonds shall be delivered to the Paying Agent and Registrar for
registration and authentication.
Section 9. In the case of a negotiated sale of the Bonds to an Underwriter or sale to a
Purchaser, each Authorized Officer is hereby authorized and directed to enter into a bond purchase
agreement on behalf of the City with such Underwriter or Purchaser for sale of the Bonds at such price or
prices, subject to the provisions of Section 2(b)of this ordinance, as such Authorized Officer shall deem to
be most advantageous to the City. In the case of a competitive sale of the Bonds, an Authorized Officer is
hereby authorized and directed to determine the purchase price of the Bonds and the identity of the
responsible bidder offering to purchase any series of Bonds at the lowest true interest cost to the City at
such public sale, also subject to the provisions of Section 2(b)of this ordinance.
The Authorized Officers shall be responsible for delivery of the Bonds and for all other ministerial
acts relating to the Bonds. The Authorized Officers and all other officials of the City are hereby authorized
to take all actions subsequent to the sale of the Bonds and acceptance of an offer for the purchase thereof,
in accordance with the provisions of this Resolution, as is necessary to effect the delivery of the Bonds to
the Underwriter or Purchaser in accordance with any agreements between the City and the Underwriter or
Purchaser. Such officials are hereby authorized to execute such orders, certificates, receipts and other
documents as may be necessary or desirable to effect such delivery and to receive the purchase price for
the Bonds.
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Section 10. The City Clerk is directed to make and certify a transcript or transcripts of the
proceedings of the Mayor and City Council precedent to the issuance of said Bonds,a copy of which shall be
delivered to the Underwriter.
Section 11. The proceeds of the Bonds shall be applied to the costs of the Project and repayment
of the 2016 Note as described in Section 1 hereof, including payment of cost of issuance of the Bonds.
Pending such application the City Treasurer shall hold such proceeds.
Section 12. The Bonds are special obligations of the City payable from, and secured as to the
payment of principal and interest by a pledge of the Sales Tax, as defined and described in Section 1 of this
Ordinance. The City hereby pledges the Sales Tax to the payment of the principal of and interest on the
Bonds. The City hereby further agrees that it shall dedicate such portion of its property tax levy authority(as
provided in Section 77-3442,R.R.S.Neb.,as amended)as is necessary to provide funds which,together with
receipts from the Sales Tax as pledged to the payment of the Bonds and any other monies made available and
used for such purpose,will be sufficient to pay the principal of and interest on the Bonds as the same fall due
(including mandatory sinking fund redemptions). The pledge of the Sales Tax provided for in this Section 11
for the Bonds shall not prevent the City from otherwise applying receipts of the Sales Tax in any year for any
other purpose of the City without restriction.In addition,the City further reserves the right to issue additional
bonds payable on par with the Bonds equally and ratably secured by a pledge of receipts from the Sales Tax.
Because the one-half of one percent sales tax established pursuant to Ordinance No. 9714, which is
included in the Sales Tax,has been pledged for payment of the Bonds,such sales tax shall not expire until the
Bonds and any bonds issued to refund the Bonds have been paid in full.
Section 13. The Mayor and City Council hereby authorize the Authorized Officers, or each
individually,to approve and deem final,within the meaning of Rule 15c2-12 under the Securities Exchange
Act of 1934, as amended, a Preliminary Official Statement with respect to the Bonds and the information
therein contained and to approve and deliver a final Official Statement for and on behalf of the City,together
111 with a notice of sale or any other document or materials determined appropriate. The Authorized Officers,
or any one or more of them, are hereby further authorized to take any and all actions and enter into any and
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all agreements and execute any documents deemed necessary or appropriate in connection with the issuance
and sale of the Bonds, and any such actions previously taken are hereby ratified and confirmed.
Section 14. The City hereby (a) authorizes and directs that an Authorized Officer execute and
deliver, on the date of issue of the Bonds, a continuing disclosure undertaking (the "Continuing Disclosure
Undertaking") in such form as shall be satisfactory to the City and in compliance with Rule 15c2-12 of the
Securities and Exchange Commission,and(b)covenants and agrees that it will comply with and carry out all
of the provisions of the Continuing Disclosure Undertaking. Notwithstanding any other provision of this
resolution, failure of the City to comply with the Continuing Disclosure Undertaking shall not be considered
an event of default hereunder; however, any Participating Underwriter (as such term is defined in the
Continuing Disclosure Undertaking) or any Beneficial Owner or any Registered Owner of a Bond (as such
terms are defined in the Continuing Disclosure Undertaking)may take such actions as may be necessary and
appropriate,including seeking mandamus or specific performance by court order,to cause the City to comply
with its obligations under this section.
Section 15. The City hereby covenants with the purchasers and holders of the Bonds herein
authorized that it will make no use of the proceeds of said issue, including monies held in any sinking fund
for the payment of principal and interest on said Bonds,which would cause said Bonds to be arbitrage bonds
within the meaning of Sections 103 and 148 and other related sections of the Internal Revenue Code of 1986,
as amended(the"Code"),and further covenants to comply with said Sections 103 and 148 and related sections
and all applicable regulations thereunder throughout the term of said issue. The City hereby covenants and
agrees to take all actions necessary under the Code to maintain the tax exempt status(as to taxpayers generally)
of interest payable on the Bonds. The City hereby authorizes the Authorized Officers, or any one or more
of them,as,if and to the extent appropriate,to designate the Bonds as its"qualified tax-exempt obligations"
pursuant to Section 265(b)(3)(B)(i)(III)of the Code and covenant and warrant on behalf of the City that the
City does not reasonably expect to issue tax-exempt bonds or other tax-exempt interest bearing obligations
aggregating in principal amount more than $10,000,000 during the calendar year in which the Bonds are
issued (taking into consideration the exception for current refunding issues). The City agrees to take all
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further actions, if any, necessary and appropriate to qualify the Bonds herein authorized as such "qualified
tax-exempt obligations"as and to the extent permitted by law.
Section 16. The Authorized Officers are authorized to obtain an insurance policy (the "Bond
Insurance Policy")issued by a provider of bond insurance determined appropriate by an Authorized Officer
(the "Bond Insurer") guaranteeing the scheduled payment of the principal of and interest on the Bonds
covered by the Bond Insurance Policy, and take any and all actions necessary or appropriate in connection
with obtaining such Bond Insurance Policy. Notwithstanding any other provision of this Ordinance to the
contrary,the provisions agreed to by an Authorized Officer with respect to the Bond Insurance Policy with
the Bond Insurer shall govern with respect to the applicable Bonds.
Section 17. The City's obligations under this Ordinance with respect to any or all of the Bonds
herein authorized shall be fully discharged and satisfied as to any or all of such Bonds and any such Bond
shall no longer be deemed to be outstanding hereunder if such Bond has been purchased by the City and
canceled or when the payment of principal of and interest thereon to the respective date of maturity or
redemption(a)shall have been made or caused to be made in accordance with the terms thereof,(b)shall have
been provided for by depositing with a national or state bank having trust powers, or trust company, in trust,
solely for such payment (i) sufficient money to make such payment and/or (ii) direct general obligations
(including obligations issued or held in book entry form on the books of the Department of Treasury of the
United States of America)of or obligations the principal and interest of which are unconditionally guaranteed
by the United States of America(herein referred to as "U.S. Government Obligations") in such amount and
bearing interest payable and maturing or redeemable at stated fixed prices at the option of the holder as to
principal, at such time or times, as will ensure the availability of sufficient money to make such payments;
provided,however,that with respect to any Bond to be paid prior to maturity,the City shall have duly called
such Bond for redemption and given notice of such redemption as provided by law or made irrevocable
provision for the giving of such notice. Any money so deposited with such bank or trust company in excess
of the amount required to pay principal of and interest on the Bonds for which such monies or U.S.
Government Obligations were deposited shall be paid over to the City as and when collected.
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Section 18. All documents, agreements, certificates, and instruments related to the Bonds shall
be valid, binding, and enforceable against the City when executed and delivered by means of(i)an original
manual signature;(ii)a faxed,scanned,or photocopied manual signature,or(iii)any other electronic signature
permitted by electronic signatures laws, including any relevant provisions of the Uniform Commercial Code,
in each case to the extent applicable. Each faxed, scanned, or photocopied manual signature, or other
electronic signature, shall for all purposes have the same validity, legal effect, and admissibility in evidence
as an original manual signature. Each document, agreement, certificate, and instrument related to the Bonds
may be executed in any number of counterparts, each of which shall be deemed to be an original, but such
counterparts shall, together, constitute one and the same document, agreement, certificate, or instrument, as
applicable.
Section 19. This Ordinance shall be in full force and effect from and after its passage and
publication in pamphlet or electronic form as provided by law.
PASSED AND APPROVED: Apri , 2026.
CITY OF GRAND ISLAND,NEBRASKA
ATTEST:
By:
Mayor
By: ?At., G
Clerk
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