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01-13-2016 Community Redevelopment Authority Regular Meeting Packet Community Redevelopment Authority (CRA) Wednesday, January 13, 2016 Regular Meeting Packet Board Members: Tom Gdowski Glen Murray Sue Pirnie Barry Sandstrom Glenn Wilson 4:00 PM Grand Island Regular Meeting - 1/13/2016 Page 1 / 69 Call to Order Roll Call A - SUBMITTAL OF REQUESTS FOR FUTURE ITEMS Individuals who have appropriate items for City Council consideration should complete the Request for Future Agenda Items form located at the Information Booth. If the issue can be handled administratively without Council action, notification will be provided. If the item is scheduled for a meeting or study session, notification of the date will be given. B - RESERVE TIME TO SPEAK ON AGENDA ITEMS This is an opportunity for individuals wishing to provide input on any of tonight's agenda items to reserve time to speak. Please come forward, state your name and address, and the Agenda topic on which you will be speaking. DIRECTOR COMMUNICATION This is an opportunity for the Director to comment on current events, activities, and issues of interest to the commission. Grand Island Regular Meeting - 1/13/2016 Page 2 / 69 Community Redevelopment Authority (CRA) Wednesday, January 13, 2016 Regular Meeting Item A1 Agenda Staff Contact: Chad N Grand Island Regular Meeting - 1/13/2016 Page 3 / 69 AGENDA Wednesday, January 13, 2016 4:00 p.m. Grand Island City Hall Open Meetings Notifications 1.Call to Order.Barry Sandstrom This is a public meeting subject to the open meetings laws of the State of Nebraska. The requirements for an open meeting are posted on the wall in this room and anyone that wants to find out what those are is welcome to read through them. The CRA may vote to go into Closed Session on any Agenda Item as allowed by State Law. 2.Approval of Minutes of December 9, 2015 Meeting. 3.Approval of Financial Reports. 4.Approval of Bills. 5.Review of Committed Projects and CRA Properties. 6.Audit. 7.Approve Resolution to Purchase/Sell Real Estate. 8.Directors Report. 9.Adjournment Next Meeting February 10, 2016 The CRA may go into closed session for any agenda item as allowed by state law. Grand Island Regular Meeting - 1/13/2016 Page 4 / 69 Community Redevelopment Authority (CRA) Wednesday, January 13, 2016 Regular Meeting Item B1 Meeting Minutes Staff Contact: Chad Nabity Grand Island Regular Meeting - 1/13/2016 Page 5 / 69 OFFICIAL PROCEEDINGS MINUTES OF COMMUNITY REDEVELOPMENT AUTHORITY MEETING OF December 9, 2015 Pursuant to due call and notice thereof, a Regular Meeting of the Community Redevelopment Authority of the City of Grand Island, Nebraska was conducted on December 9, 2015 at City Hall 100 E First Street. Notice of the meeting was given in the December 2, 2015 Grand Island Independent. 1.CALL TO ORDER. Glen Murray called the meeting to order at 4:00 p.m. The following members were present: Glenn Wilson and Sue Pirnie. Also present were; Director, Chad Nabity; Secretary Rose Rhoads; Sr. Accountant, Billy Clingman. Murray stated this was a public meeting subject to the open meeting laws of the State of Nebraska. He noted that the requirements for an open meeting were posted on the wall easily accessible to anyone who would like to read through them. 2.APPROVAL OF MINUTES. A motion for approval of Minutes for the November 18, 2015 meeting was made by Wilson and seconded by Pirnie. Upon roll call vote all present voted aye. Motion carried unanimously. 3. APPROVAL OF FINANCIAL REPORTS. Clingman reviewed the financial reports for the period of November 1, 2015 through November 30, 2015. Motion was made by Pirnie and seconded by Wilson to approve the financial reports. Upon roll call vote all present voted aye. Motion carried unanimously. 4. APPROVAL OF BILLS. The bills were reviewed. A motion was made by Pirnie and seconded by Wilson to approve the bills in the amount of $76,877.03. Upon roll call vote all present voted aye. Motion carried unanimously to approve the payment of bills totaling $76,877.03. 5.REVIEW OF COMMITTED PROJECTS & CRA PROPERTY. Nabity reviewed the Committed Projects. 6. DIRECTORS REPORT. 7.ADJOURNMENT. Murray adjourned the meeting at 4:20 p.m. The next meeting is scheduled for January 13, 2016. Respectfully submitted Chad Nabity Director Grand Island Regular Meeting - 1/13/2016 Page 6 / 69 Community Redevelopment Authority (CRA) Wednesday, January 13, 2016 Regular Meeting Item C1 Financial Reports Staff Contact: Chad Nabity Grand Island Regular Meeting - 1/13/2016 Page 7 / 69 Grand Island Regular Meeting - 1/13/2016 Page 8 / 69 Grand Island Regular Meeting - 1/13/2016 Page 9 / 69 Grand Island Regular Meeting - 1/13/2016 Page 10 / 69 Grand Island Regular Meeting - 1/13/2016 Page 11 / 69 Grand Island Regular Meeting - 1/13/2016 Page 12 / 69 Grand Island Regular Meeting - 1/13/2016 Page 13 / 69 Grand Island Regular Meeting - 1/13/2016 Page 14 / 69 Community Redevelopment Authority (CRA) Wednesday, January 13, 2016 Regular Meeting Item C2 Balance Sheet Staff Contact: Chad Nabity Grand Island Regular Meeting - 1/13/2016 Page 15 / 69 Grand Island Regular Meeting - 1/13/2016 Page 16 / 69 Community Redevelopment Authority (CRA) Wednesday, January 13, 2016 Regular Meeting Item D1 BIlls Staff Contact: Chad Nabity Grand Island Regular Meeting - 1/13/2016 Page 17 / 69 13-Jan-16 TO: Community Redevelopment Authority Board Members FROM: Chad Nabity, Planning Department Director RE: Bills Submitted for Payment The following bills have been submitted to the Community Redevelopment Authority Treasurer for preparation of payment. City of Grand Island Administration Fees Nov & Dec $ 7,096.59 Accounting Jan, Feb, March $ 450.00 Officenet Inc. Postage Lawnscape Grand Island Independent $ 16.01 Hall Co Treasurer 3235 S Locust Property taxes $4,897.94 3235 S Locust Property taxes $131.24 Tower 217 Lif Safety Grant - Home Federal $94,888.27 Bacon & Vinton LLC Mayer, Burns, Koenig & Janulewicz Legal Services Total: $ 107,480.05 Grand Island Regular Meeting - 1/13/2016 Page 18 / 69 Community Redevelopment Authority (CRA) Wednesday, January 13, 2016 Regular Meeting Item E1 Committed Projects Staff Contact: Chad Nabity Grand Island Regular Meeting - 1/13/2016 Page 19 / 69 Grand Island Regular Meeting - 1/13/2016 Page 20 / 69 Community Redevelopment Authority (CRA) Wednesday, January 13, 2016 Regular Meeting Item X1 Audit Staff Contact: Chad Nabity Grand Island Regular Meeting - 1/13/2016 Page 21 / 69 COMMUNITY REDEVELOPMENT AUTHORITY OF GRAND ISLAND, NEBRASKA (A Component Unit of the City of Grand Island, Nebraska) FINANCIAL STATEMENTS AND SUPPLEMENTARY INFORMATION September 30, 2015 Grand Island Regular Meeting - 1/13/2016 Page 22 / 69 1 TABLE OF CONTENTS Page INDEPENDENT AUDITORS’ REPORT 2 MANAGEMENT’S DISCUSSION AND ANALYSIS 5 BASIC FINANCIAL STATEMENTS Government-wide Financial Statements Statement of Net Position 11 Statement of Activities 12 Fund Financial Statements Balance Sheet - Governmental Fund 13 Reconciliation of the Balance Sheet - Governmental Fund to the Statement of Net Position 14 Statement of Revenues, Expenditures, and Changes in Fund Balance - Governmental Fund 15 Reconciliation of the Statement of Revenues, Expenditures, and Changes in Fund Balance - Governmental Fund to the Statement of Activities 16 Notes to Financial Statements 17 REQUIRED SUPPLEMENTARY INFORMATION Budgetary Comparison Schedule 38 Note to Required Supplementary Information 39 SUPPLEMENTARY INFORMATION Schedule of Expenditures - General Fund 40 Independent Auditors’ Report on Internal Control Over Financial Reporting and on Compliance and Other Matters Based on an Audit of Financial Statements Performed in Accordance With Government Auditing Standards 42 Grand Island Regular Meeting - 1/13/2016 Page 23 / 69 Grand Island Regular Meeting - 1/13/2016 Page 24 / 69 3 no such opinion. An audit also includes evaluating the appropriateness of accounting policies used and the reasonableness of significant accounting estimates made by management, as well as evaluating the overall presentation of the financial statements. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinions. Opinions In our opinion, the financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities and the major fund of the Community Redevelopment Authority of Grand Island, Nebraska, as of September 30, 2015, and the respective changes in financial position, thereof for the year then ended in accordance with accounting principles generally accepted in the United States of America. Other Matters The financial statements present only the Community Redevelopment Authority of Grand Island, Nebraska component unit and do not purport to, and do not, present fairly the financial position of the City of Grand Island, Nebraska, as of September 30, 2015, and the change in its financial position and cash flows for the year then ended in conformity with accounting principles generally accepted in the United States of America. Required Supplementary Information Accounting principles generally accepted in the United States of America require that the management’s discussion and analysis and budgetary comparison information on pages 5–10 and 38–39 be presented to supplement the basic financial statements. Such information, although not a part of the basic financial statements, is required by the Governmental Accounting Standards Board, who considers it to be an essential part of financial reporting for placing the basic financial statements in an appropriate operational, economic, or historical context. We have applied certain limited procedures to the required supplementary information in accordance with auditing standards generally accepted in the United States of America, which consisted of inquiries of management about the methods of preparing the information and comparing the information for consistency with management’s responses to our inquiries, the basic financial statements, and other knowledge we obtained during our audit of the basic financial statements. We do not express an opinion or provide any assurance on the information because the limited procedures do not provide us with sufficient evidence to express an opinion or provide any assurance. Other Information Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the Community Redevelopment Authority of Grand Island, Nebraska’s basic financial statements. The schedule of expenditures for the General Fund is presented for purposes of additional analysis and is not a required part of the basic financial statements. The schedule of expenditures for the General Fund is the responsibility of management and was Grand Island Regular Meeting - 1/13/2016 Page 25 / 69 Grand Island Regular Meeting - 1/13/2016 Page 26 / 69 COMMUNITY REDEVELOPMENT AUTHORITY OF GRAND ISLAND, NEBRASKA MANAGEMENT’S DISCUSSION AND ANALYSIS For The Year Ended September 30, 2015 5 MANAGEMENT’S DISCUSSION AND ANALYSIS As management of the Community Redevelopment Authority of Grand Island, Nebraska, we offer readers of the Community Redevelopment Authority of Grand Island, Nebraska financial statements this narrative overview and analysis of the financial activities of the Community Redevelopment Authority of Grand Island, Nebraska, for the fiscal year ended September 30, 2015. Financial Highlights • The assets of the Community Redevelopment Authority of Grand Island, Nebraska, exceeded its liabilities at the close of the most recent fiscal year by $73,455 (net position). Of this amount, there was a deficit balance of ($660,586) in unrestricted net position, which may be used to meet the government’s ongoing obligations to citizens and creditors. • At the end of the current fiscal year, unassigned fund balance for the General Fund was a deficit balance of $(382,093). Program Highlights • The CRA will continue to emphasize the acquisition and demolition of substandard properties. The CRA and City Council are encouraging developers to look for areas of “Micro-Blight” that could be significantly improved by the acquisition, demolition and construction of a new residential unit or units. • The CRA will continue to direct attention toward business/industry developments that result in economic development and the creation of new jobs. These efforts may include tax increment financing, infrastructure development, land acquisition, or other types of allowable assistance. The City of Grand Island and the CRA also approved by TIF to support the development of a business at the Platte Valley Industrial Park East between Schimmer and Wildwood west of Blaine. The project would create almost 50 new jobs at that site and additional employment around the region while expanding the diversity of the agricultural base. Other projects approved include the redevelopment of the Skagway north site for a new Super Saver grocery store and the Skagway South site as the new corporate headquarters for Bosselman Companies. • The CRA will continue to look for areas ripe for redevelopment and encourages private individuals and developers to submit blighted and substandard studies to the Grand Island City Council for consideration. During 2014 the CRA contracted to have a Blighted and Substandard Study conducted for the Veteran’s Home Property. The Study was completed and presented to the CRA in November 2014. On December 1, 2015 the Governor announced plans to return the Veteran’s Home Property to the City of Grand Island. As that transaction occurs and the property is annexed into the city it is anticipated that the blight study will also be forwarded for approval. Blighted and Substandard Areas 17 and 18 were approved by Council this year. It is hoped that area 17 will spur development along the 281 Grand Island Regular Meeting - 1/13/2016 Page 27 / 69 COMMUNITY REDEVELOPMENT AUTHORITY OF GRAND ISLAND, NEBRASKA MANAGEMENT’S DISCUSSION AND ANALYSIS, Continued For The Year Ended September 30, 2015 6 corridor south toward the Interstate. Area 18 is located along the Union Pacific rail road tracks between Custer and Webb. • The CRA has developed strategies to limit the exposure of the CRA and the City when a TIF project is approved. Primarily this is done with the contract for TIF. The Developer receives a grant for the TIF from the CRA and then purchases a bond from the CRA to be repaid from the TIF revenues. This bond can be used as security by the developer for financing or held by the developer. The only source of repayment of this bond is the TIF revenue generated by the project. The bond is limited to 15 years from the time it is issued or amended and capped at the limit of the TIF eligible expenses or the expected revenue from the TIF over the 15 year period. This reduces the CRA’s exposure on new TIF projects. • The CRA will continue to work with Housing Providers, including Habitat for Humanity and the Housing Development Corporation. The CRA actively seeks out opportunities to partner with these types of organizations to provide quality and affordable housing in Grand Island. The second phase of the Copper Creek subdivision included 76 new houses during the 2015 year. • The CRA continues to work with Downtown, and is supportive of continued efforts to redevelop buildings, especially on the upper floors. During the 2015 year the CRA approved a grant of $115,000 under the upper story life safety program and an additional $60,000 toward the same project from the other grant funds program to convert the Labor Temple building from commercial to 11 apartments (seven upper story and four garden level). The CRA also approved TIF for the redevelopment of Kaufman building for additional office space and forwarded a redevelopment plan regarding the Chocolate Bar to City Council. The 2016 budget includes $285,000 ($100,000 each from the City and the CRA and $85,000 of carryover funds from 2015) for life safety infrastructure grants in the downtown area for projects that include upper story residential development. The CRA purchased two lots at the corner of third and elm during the last year. This was the location of Ron’s Transmission and the building was destroyed in a fire. The CRA purchased the lots for $80,000 and will make the property available for redevelopment. The CRA has approved a process for receiving development proposals on the site. • The CRA approved Tax Increment Financing projects along South Locust for Bosselman’s Corporate office and for a new duplex project just west of the Bosselman project on south Eddy, by TC Enck Builders. One project was approved in the downtown for development of additional office space in the Kaufman Building, another project on the Chocolate Bar for expansion of that business has been proposed but not moved to council at the request of the developer. Projects were also approved at 5 Points for additional redevelopment at the Skagway location (this is the project that fell through at the end of 2014) and the final contracts for the Veteran’s housing project at the Veteran’s Hospital by Pridon, LLC. The first project at the Platte Valley Industrial Park East was approved for Hatchery Holdings, LLC. Grand Island Regular Meeting - 1/13/2016 Page 28 / 69 COMMUNITY REDEVELOPMENT AUTHORITY OF GRAND ISLAND, NEBRASKA MANAGEMENT’S DISCUSSION AND ANALYSIS, Continued For The Year Ended September 30, 2015 7 Overview of the Financial Statements This discussion and analysis is intended to serve as an introduction to the Community Redevelopment Authority of Grand Island, Nebraska’s basic financial statements. The Community Redevelopment Authority of Grand Island, Nebraska’s basic financial statements comprise three components: 1) government-wide financial statements, 2) fund financial statements, and 3) notes to the financial statements. This report also contains required and supplementary information in addition to the basic financial statements themselves. Government-wide financial statements. The government-wide financial statements are designed to provide readers with a broad overview of the Community Redevelopment Authority of Grand Island, Nebraska’s finances in a manner similar to a private-sector business. The statement of net position presents information on all of the Community Redevelopment Authority of Grand Island, Nebraska’s assets and liabilities, with the difference between the two reported as net position. Over time, increases or decreases in net position may serve as a useful indicator of whether the financial position of the Community Redevelopment Authority of Grand Island, Nebraska, is improving or deteriorating. The statement of activities presents information showing how the government’s net position changed during the most recent fiscal year. All changes in net position are reported as soon as the underlying event giving rise to the change occurs, regardless of the timing of related cash flows. Thus, revenues and expenses are reported in this statement for some items that will only result in cash flows in future fiscal periods. The government-wide financial statements include only the CRA itself (known as the primary government). The government-wide financial statements can be found on pages 11 and 12 of this report. Fund financial statements. A fund is a grouping of related accounts that is used to maintain control over resources that have been segregated for specific activities or objectives. The Community Redevelopment Authority of Grand Island, Nebraska, uses fund accounting to ensure and demonstrate compliance with finance-related legal requirements. Governmental funds. Governmental funds are used to account for essentially the same functions reported as governmental activities in the government-wide financial statements. However, unlike the government-wide financial statements, governmental fund financial statements focus on near-term inflows and outflows of spendable resources, as well as on balances of spendable resources available at the end of the fiscal year. Such information may be useful in evaluating a government’s near-term financing requirements. Because the focus of governmental funds is narrower than that of the government-wide financial statements, it is useful to compare the information presented for governmental funds with similar information presented for governmental activities in the government-wide financial statements. By doing so, readers may better understand the long-term impact of the government’s near-term Grand Island Regular Meeting - 1/13/2016 Page 29 / 69 COMMUNITY REDEVELOPMENT AUTHORITY OF GRAND ISLAND, NEBRASKA MANAGEMENT’S DISCUSSION AND ANALYSIS, Continued For The Year Ended September 30, 2015 8 financing decisions. Both the governmental fund balance sheet and the governmental fund statement of revenues, expenditures, and changes in fund balances provide a reconciliation to facilitate this comparison between governmental funds and governmental activities. The Community Redevelopment Authority of Grand Island, Nebraska, maintains one individual governmental fund, the General Fund. The Community Redevelopment Authority of Grand Island, Nebraska, adopts an annual appropriated budget for its governmental fund. A budgetary comparison statement has been provided to demonstrate compliance with this budget. The basic governmental fund financial statements can be found on pages 13-16 of this report. Notes to the financial statements. The notes provide additional information that is essential to a full understanding of the data provided in the government-wide and fund financial statements. The notes to the financial statements can be found on pages 17-37 of this report. Other information. In addition to the basic financial statements and accompanying notes, this report also presents certain required supplementary information concerning the Community Redevelopment Authority of Grand Island, Nebraska’s budgetary comparison schedule. Required supplementary information can be found on pages 38 and 39 of this report. Government-wide Financial Analysis As noted earlier, net position may serve over time as a useful indicator of a government’s financial position. In the case of the Community Redevelopment Authority of Grand Island, Nebraska, assets exceeded liabilities by $73,455 at the close of the most recent fiscal year. Increase 2015 2014 (Decrease) Current and Other Assets 1,384,486$ 1,364,571$ 19,915$ Capital Assets 575,369 495,354 80,015 Total Assets 1,959,855 1,859,925 99,930 Long-term Liabilities 1,561,669 1,811,842 (250,173) Other Liabilities 324,731 309,839 14,892 Total Liabilities 1,886,400 2,121,681 (235,281) Net Position: Net investment in capital assets 575,369 495,354 80,015 Restricted 158,672 12,323 146,349 Unrestricted (660,586) (769,433) 108,847 Total Net Position 73,455$ (261,756)$ 335,211$ Summary Statements of Net Position Grand Island Regular Meeting - 1/13/2016 Page 30 / 69 COMMUNITY REDEVELOPMENT AUTHORITY OF GRAND ISLAND, NEBRASKA MANAGEMENT’S DISCUSSION AND ANALYSIS, Continued For The Year Ended September 30, 2015 9 A significant portion of the Community Redevelopment Authority of Grand Island, Nebraska’s net position ($575,369) reflects its investment in capital assets (land held for redevelopment). These assets are not available for future spending. Net position of $158,672 is restricted for redevelopers and for life safety grants. The remaining balance of unrestricted net position is a deficit balance of ($660,586). Unrestricted net position may be used to meet the government’s ongoing obligations to citizens and creditors. Net position increased $335,211 for the year ended September 30, 2015. Expenses and Program Revenues Year Ended September 30, 2015 Year Ended September 30, 2014 Program Program Program Program Revenues Expenses Revenues Expenses General government $ - $ 77,524 $ - $ 75,192 Community development 1,242,099 1,494,177 372,282 379,412 Interest expense - 50,541 - 56,231 Total $ 1,242,099 $ 1,622,242 $ 372,282 $ 510,835 SOURCES OF REVENUE Operating grants and contributions 1,242,099$ 63.46 %372,282$ 35.02 % Property taxes 687,932 35.14 667,728 62.81 Interest 159 0.01 142 0.01 Other income 27,263 1.39 22,973 2.16 Total 1,957,453$ 100.00 %1,063,125$ 100.00 % Year Ended September 30, 2015 Year Ended September 30, 2014 Revenues by Source Financial Analysis of the Government’s Funds As noted earlier, the Community Redevelopment Authority of Grand Island, Nebraska, used fund accounting to ensure and demonstrate compliance with finance-related legal requirements. Governmental Fund. The focus of the Community Redevelopment Authority of Grand Island, Nebraska’s governmental fund is to provide information on near-term inflows, outflows, and balances of spendable resources. Such information is useful in assessing the Community Redevelopment Authority of Grand Island, Nebraska’s financing requirements. In particular, unassigned fund balance may serve as a useful measure of a government’s net resources available for spending at the end of the fiscal year. As of the end of the current fiscal year, the Community Redevelopment Authority of Grand Island, Nebraska’s governmental fund reported an ending fund balance of $919,081. The unassigned fund balance, which is available for spending at the government’s discretion, was a Grand Island Regular Meeting - 1/13/2016 Page 31 / 69 COMMUNITY REDEVELOPMENT AUTHORITY OF GRAND ISLAND, NEBRASKA MANAGEMENT’S DISCUSSION AND ANALYSIS, Continued For The Year Ended September 30, 2015 10 deficit of $(382,093). The remainder of the fund balance is not available for new spending because it has already been 1) committed for future grant projects ($1,142,502), 2) restricted for developers ($58,672), or 3) restricted for life safety grants ($100,000). The General Fund is the only fund of the Community Redevelopment Authority of Grand Island, Nebraska. As a measure of the General Fund’s liquidity, it may be useful to compare total fund balance to total fund expenditures. Total fund balance represents 47.2 percent of General Fund expenditures. The fund balance of the Community Redevelopment Authority of Grand Island, Nebraska’s General Fund increased by $75,196 during the current fiscal year. General Fund Budgetary Highlights There was no difference between the original budget and the final adopted budget. Capital Asset and Debt Administration Capital Assets. The Community Redevelopment Authority of Grand Island, Nebraska’s investment in capital assets (land held for redevelopment) as of September 30, 2015, amounts to $575,369. The Authority purchased land for $80,015 during the year ended September 30, 2015. Long-term debt. During the year ended September 30, 2013, the Community Redevelopment Authority of Grand Island, Nebraska issued $1,800,000 of limited tax obligation bonds payable to finance the Lincoln Pool project. Bond principal of $175,000 was paid during the year ended September 30, 2015, leaving an outstanding balance of $1,455,000. At the end of the current fiscal year, the Community Redevelopment Authority of Grand Island, Nebraska, had notes payable of $356,842. The notes payable decreased by $70,309 (16.5 percent) during the current fiscal year. Economic Factors and Next Year’s Budget • Grants of $676,004 are committed to be paid during the next 12 months, with an additional $466,498 committed to be paid through 2018. These factors were considered in preparing the Community Redevelopment Authority of Grand Island, Nebraska’s budget for the year ending September 30, 2016. Request for Information This financial report is designed to provide a general overview of the Community Redevelopment Authority of Grand Island, Nebraska’s finances for all those with an interest in the government’s finances. Questions concerning any of the information provided in this report or requests for additional financial information should be addressed to the Director, Community Redevelopment Authority of Grand Island, Nebraska, P.O. Box 1968, Grand Island, NE 68802. Grand Island Regular Meeting - 1/13/2016 Page 32 / 69 COMMUNITY REDEVELOPMENT AUTHORITY OF GRAND ISLAND, NEBRASKA (A Component Unit of the City of Grand Island, Nebraska) STATEMENT OF NET POSITION September 30, 2015 ASSETS Current assets: Cash 682,681$ County treasurer cash 87,328 Property taxes receivable 64,958 Current portion of TIF receivables 25,769 Total current assets 860,736 Noncurrent assets: Restricted cash 158,672 Noncurrent portion of TIF receivables 365,078 Land held for redevelopment 575,369 Total noncurrent assets 1,099,119 Total assets 1,959,855 LIABILITIES Current liabilities: Accounts payable 9,225 Unavailable property taxes 59,044 Accrued interest payable 6,289 Current portion of notes payable 75,173 Current portion of bonds payable 175,000 Total current liabilities 324,731 Noncurrent liabilities: Noncurrent portion of notes payable 281,669 Noncurrent portion of bonds payable 1,280,000 Total noncurrent liabilities 1,561,669 Total liabilities 1,886,400 NET POSITION Net investment in capital assets 575,369 Restricted for developers 58,672 Restricted for life safety grants 100,000 Unrestricted (660,586) Total net position 73,455$ See notes to financial statements. 11 Grand Island Regular Meeting - 1/13/2016 Page 33 / 69 COMMUNITY REDEVELOPMENT AUTHORITY OF GRAND ISLAND, NEBRASKA (A Component Unit of the City of Grand Island, Nebraska) STATEMENT OF ACTIVITIES For the year ended September 30, 2015 Net (Expenses) Revenues and Changes Operating Capital in Net Position Charges for Grants and Grants and Governmental Expenses Services Contributions Contributions Activities FUNCTIONS/PROGRAMS Governmental activities: General government 77,524$ -$ -$ -$ (77,524)$ Community development 1,494,177 - 1,242,099 - (252,078) Interest on long-term debt 50,541 - - - (50,541) Total governmental activities 1,622,242$ -$ 1,242,099$ -$ (380,143) General revenues: Taxes: Property taxes 687,932 Interest income 159 Other income 27,263 Total general revenues 715,354 Change in net position 335,211 Net position - beginning of year (261,756) Net position - end of year 73,455$ See notes to financial statements. 12 Program Revenues Grand Island Regular Meeting - 1/13/2016 Page 34 / 69 COMMUNITY REDEVELOPMENT AUTHORITY OF GRAND ISLAND, NEBRASKA (A Component Unit of the City of Grand Island, Nebraska) BALANCE SHEET - GOVERNMENTAL FUND September 30, 2015 ASSETS Cash 841,353$ County treasurer cash 87,328 Property taxes receivable 64,958 Total assets 993,639$ LIABILITIES AND FUND BALANCE Liabilities: Accounts payable 9,225$ Unavailable property taxes 59,044 Accrued interest payable 6,289 Total liabilities 74,558 Fund balance: Restricted for developers 58,672 Restricted for life safety grant 100,000 Committed for projects 1,142,502 Unassigned (382,093) Total fund balance 919,081 Total liabilities and fund balance 993,639$ See notes to financial statements. 13 Grand Island Regular Meeting - 1/13/2016 Page 35 / 69 COMMUNITY REDEVELOPMENT AUTHORITY OF GRAND ISLAND, NEBRASKA (A Component Unit of the City of Grand Island, Nebraska) RECONCILIATION OF THE BALANCE SHEET - GOVERNMENTAL FUND TO THE STATEMENT OF NET POSITION September 30, 2015 Total fund balance - governmental funds 919,081$ Amounts reported for governmental activities in the statement of net position are different because: Capital assets used in governmental activities are not financial resources and therefore are not reported in the fund statements.575,369 TIF receivables are noncurrent assets that are not available to pay for current-period expenditures and therefore are not reported in the fund statements.390,847 Long-term liabilities, including notes and bonds payable, are not due and payable in the current period and therefore are not reported in the fund statements. Notes payable (356,842)$ Bonds payable (1,455,000) (1,811,842) Total net position - governmental activities 73,455$ See notes to financial statements. 14 Grand Island Regular Meeting - 1/13/2016 Page 36 / 69 COMMUNITY REDEVELOPMENT AUTHORITY OF GRAND ISLAND, NEBRASKA (A Component Unit of the City of Grand Island, Nebraska) STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE - GOVERNMENTAL FUND For the year ended September 30, 2015 REVENUES Property taxes 687,932$ TIF receipts 1,207,408 Grant revenue 100,000 Interest income 158 Other income 27,263 Total revenues 2,022,761 EXPENDITURES Contract services 62,422 Matching grant funds 405,637 Professional services 14,204 Other 898 Capital outlay 80,015 Conduit debt payments 1,088,540 Debt service: Principal payments 245,308 Interest 50,016 Bond fees 525 Total expenditures 1,947,565 Net change in fund balance 75,196 Fund balance - September 30, 2014 843,885 Fund balance - September 30, 2015 919,081$ See notes to financial statements. 15 Grand Island Regular Meeting - 1/13/2016 Page 37 / 69 COMMUNITY REDEVELOPMENT AUTHORITY OF GRAND ISLAND, NEBRASKA (A Component Unit of the City of Grand Island, Nebraska) RECONCILIATION OF THE STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE - GOVERNMENTAL FUND TO THE STATEMENT OF ACTIVITIES For the year ended September 30, 2015 Total net change in fund balance - governmental funds 75,196$ Amounts reported for governmental activities in the statement of activities are different because: TIF proceeds were received, decreasing the TIF receivable balance on the statement of net position. These proceeds are recorded as revenue on the fund statement.(65,309) Purchase of land is recorded as an expense in the fund statement, but is recorded as an increase to capital assets on the statement of net position.80,015 Principal payments on long-term debt are recorded as expenditures in the fund statement, but are recorded as a reduction in liabilities on the statement of net position. Notes payable 70,309$ Bonds payable 175,000 245,309 Change in net position of governmental activities 335,211$ See notes to financial statements. 16 Grand Island Regular Meeting - 1/13/2016 Page 38 / 69 17 COMMUNITY REDEVELOPMENT AUTHORITY OF GRAND ISLAND, NEBRASKA (A Component Unit of the City of Grand Island, Nebraska) NOTES TO FINANCIAL STATEMENTS INDEX Page NOTE A – SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES 1. Financial Reporting Entity 18 2. Basis of Presentation 19 3. Measurement Focus and Basis of Accounting 20 4. Assets, Liabilities, and Equity 21 5. Revenues, Expenditures, and Expenses 25 NOTE B – STEWARDSHIP, COMPLIANCE, AND ACCOUNTABILITY 1. Deposit Laws and Regulations 26 2. Budgetary Data 26 NOTE C – DETAIL NOTES ON TRANSACTION CLASSES/ACCOUNTS 1. Cash and Certificates of Deposit 28 2. TIF Receivables 29 3. Land Held for Redevelopment 30 4. Long-term Debt 30 NOTE D – OTHER NOTES 1. Risk Management 32 2. Commitments and Contingencies 34 3. Interlocal Agreement 34 4. Conduit Debt 35 5. Additional TIF Agreements 36 6. Subsequent Events 37 Grand Island Regular Meeting - 1/13/2016 Page 39 / 69 18 COMMUNITY REDEVELOPMENT AUTHORITY OF GRAND ISLAND, NEBRASKA (A Component Unit of the City of Grand Island, Nebraska) NOTES TO FINANCIAL STATEMENTS September 30, 2015 NOTE A – SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES The financial statements of the Community Redevelopment Authority of Grand Island, Nebraska (Authority) are prepared in accordance with generally accepted accounting principles (GAAP). The Authority’s reporting entity applies all relevant Governmental Accounting Standards Board (GASB) pronouncements. The accounting and reporting framework and the more significant accounting principles and practices are discussed in subsequent sections of this Note. 1. Financial Reporting Entity The Community Redevelopment Authority of Grand Island, Nebraska, was created by the Grand Island City Council on June 27, 1994, pursuant to Nebraska State Statutes. The purpose of the Authority is to prevent and eliminate blighted areas in the City of Grand Island, Nebraska. The Authority is reported as a component unit of the City of Grand Island, Nebraska. The Authority’s financial reporting entity comprises the following: Primary Government: Community Redevelopment Authority of Grand Island, Nebraska In determining the financial reporting entity, the Authority complies with the provisions of GASB Statement No. 61, and has addressed all potential component units (traditionally separate reporting entities) for which the Authority may be financially accountable, and, as such, should be included within the Authority’s financial statements. The Authority (the primary government) is financially accountable if it appoints a voting majority of the organization’s governing board and (1) it is able to impose its will on the organization or (2) there is a potential for the organization to provide specific financial benefits to or impose specific financial burdens on the Authority. Additionally, the primary government is required to consider other organizations for which the nature and significance of their relationship with the primary government are such that exclusion would cause the reporting entity’s financial statements to be misleading. Grand Island Regular Meeting - 1/13/2016 Page 40 / 69 19 COMMUNITY REDEVELOPMENT AUTHORITY OF GRAND ISLAND, NEBRASKA (A Component Unit of the City of Grand Island, Nebraska) NOTES TO FINANCIAL STATEMENTS, Continued September 30, 2015 NOTE A – SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES, continued 1. Financial Reporting Entity, continued Blended Component Units Blended component units are separate legal entities that meet the component unit criteria described above and whose governing body is the same or substantially the same as the Authority Board or the component unit provides services entirely to the Authority. These component units’ funds are blended into those of the Authority by appropriate activity type to compose the primary government presentation. Currently, the Authority has no blended component units. Discretely Presented Component Units Discretely presented component units are separate legal entities that meet the component unit criteria described above but do not meet the criteria for blending. The Authority currently has no discretely presented component units. 2. Basis of Presentation Government-wide Financial Statements The Statement of Net Position and Statement of Activities display information about the reporting government as a whole. They include all funds of the reporting entity. Governmental activities generally are financed through taxes, intergovernmental revenues, and other nonexchange revenues. Fund Financial Statements Fund financial statements of the reporting entity are organized into funds, each of which is considered to be a separate accounting entity. Each fund is accounted for by providing a separate set of self-balancing accounts that constitute its assets, liabilities, fund equity, revenues, and expenditures/expenses. An emphasis is placed on major funds. A fund is considered major if it is the primary operating fund of the Authority or meets the following criteria: Grand Island Regular Meeting - 1/13/2016 Page 41 / 69 20 COMMUNITY REDEVELOPMENT AUTHORITY OF GRAND ISLAND, NEBRASKA (A Component Unit of the City of Grand Island, Nebraska) NOTES TO FINANCIAL STATEMENTS, Continued September 30, 2015 NOTE A – SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES, continued 2. Basis of Presentation, continued Fund Financial Statements, continued a. Total assets, liabilities, revenues, or expenditures/expenses of that individual governmental fund are at least 10 percent of the corresponding total for all funds of that category or type; and b. Total assets, liabilities, revenues, or expenditures/expenses of the individual governmental fund are at least 5 percent of the corresponding total for all governmental funds combined. The major fund of the financial reporting entity is described below: Governmental Fund General Fund The General Fund is the primary operating fund of the Authority and is always classified as a major fund. It is used to account for all activities except those legally or administratively required to be accounted for in other funds. 3. Measurement Focus and Basis of Accounting Measurement focus is a term used to describe “which” transactions are recorded within the various financial statements. Basis of accounting refers to “when” transactions are recorded regardless of the measurement focus applied. Measurement Focus On the government-wide Statement of Net Position and the Statement of Activities, the governmental activities are presented using the economic resources measurement focus. The accounting objectives of this measurement focus are the determination of operating income, changes in net position (or cost recovery), financial position, and cash flows. All assets and liabilities (whether current or noncurrent) associated with their activities are reported. Grand Island Regular Meeting - 1/13/2016 Page 42 / 69 21 COMMUNITY REDEVELOPMENT AUTHORITY OF GRAND ISLAND, NEBRASKA (A Component Unit of the City of Grand Island, Nebraska) NOTES TO FINANCIAL STATEMENTS, Continued September 30, 2015 NOTE A – SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES, continued 3. Measurement Focus and Basis of Accounting, continued Measurement Focus, continued In the fund financial statements, the “current financial resources” measurement focus is used. Only current financial assets and liabilities are generally included on their balance sheets. Their operating statements present sources and uses of available spendable financial resources during a given period. These funds use fund balance as their measure of available spendable financial resources at the end of the period. Basis of Accounting In the government-wide Statement of Net Position and Statement of Activities, activities are presented using the accrual basis of accounting. Under the accrual basis of accounting, revenues are recognized when earned and expenses are recorded when the liability is incurred or economic asset used. Revenues, expenses, gains, losses, assets, and liabilities resulting from exchange and exchange-like transactions are recognized when the exchange takes place. In the fund financial statements, governmental funds are presented on the modified accrual basis of accounting. Under the modified accrual basis of accounting, revenues are recognized when “measurable and available.” Measurable means knowing or being able to reasonably estimate the amount. Available means collectible within the current period or within 60 days after year end. Expenditures (including capital outlay) are recorded when the related fund liability is incurred. 4. Assets, Liabilities, and Equity Estimates The preparation of financial statements in conformity with accounting principles generally accepted in the United States of America requires management to make estimates and assumptions that affect the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities at the date of the financial statements and the reported amounts of revenues and expenses during the reporting period. Actual results could differ from those estimates. Grand Island Regular Meeting - 1/13/2016 Page 43 / 69 22 COMMUNITY REDEVELOPMENT AUTHORITY OF GRAND ISLAND, NEBRASKA (A Component Unit of the City of Grand Island, Nebraska) NOTES TO FINANCIAL STATEMENTS, Continued September 30, 2015 NOTE A – SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES, continued 4. Assets, Liabilities, and Equity, continued Cash and Certificates of Deposit For the purpose of the Statement of Net Position, “cash” includes all demand accounts and savings accounts. The County Treasurer’s cash represents revenues collected not yet remitted to the Authority. Certificates of deposit are carried at cost, which approximates fair market value. Additional cash and certificate of deposit disclosures are presented in Notes B1, C1, and D1. When both restricted and unrestricted resources are available for use, it is the Authority’s policy to use restricted resources first, then unrestricted resources as they are needed. Property Taxes Receivable and Unavailable Property Taxes In both the government-wide statements and fund financial statements, property taxes receivable represents levied but uncollected taxes. The unavailable property taxes represent the portion of property taxes receivable expected to be collected more than 60 days after September 30, 2015. TIF Receivables In the government-wide statements, TIF receivables consist of all estimated future amounts to be received under the TIF agreements. Estimated receivables are adjusted annually. There is no allowance for uncollectible TIF receivables. In the fund financial statements, the TIF receivables are not reported as assets. Revenue is recognized as TIF payments are received by the CRA. Land Held for Redevelopment Land held for redevelopment is carried at historical cost in the government-wide statements. It is not reported in the fund financial statements, which use the current financial resources measurement focus. Grand Island Regular Meeting - 1/13/2016 Page 44 / 69 23 COMMUNITY REDEVELOPMENT AUTHORITY OF GRAND ISLAND, NEBRASKA (A Component Unit of the City of Grand Island, Nebraska) NOTES TO FINANCIAL STATEMENTS, Continued September 30, 2015 NOTE A – SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES, continued 4. Assets, Liabilities, and Equity, continued Bonds and Notes Payable The accounting treatment of bonds and notes payable depends on whether the assets are reported in the government-wide or fund financial statements. Government-wide Statements All long-term debt to be repaid from governmental resources is reported as liabilities in the government-wide statements. The long-term debt consists of bonds and notes payable. Fund Financial Statements Bonds and notes payable for governmental funds are not reported as liabilities in the fund financial statements. The payment of these liabilities is reported as an expenditure. Equity Classifications Government-wide Statements Equity is classified as net position and displayed in three components: a. Net investment in capital assets – Consists of capital assets, including restricted capital assets, net of accumulated depreciation and reduced by the outstanding balances of any bonds, mortgages, notes, or other borrowings that are attributable to the acquisition, construction, or improvement of those assets. The land held for redevelopment is included in this category of net position. b. Restricted net position – Consists of net position with constraints placed on their use either by (1) external groups such as creditors, grantors, contributors, or laws or regulations of other governments; or (2) law through constitutional provisions or enabling legislation. c. Unrestricted net position – All other net position that does not meet the definition of “restricted” or “net investment in capital assets.” Grand Island Regular Meeting - 1/13/2016 Page 45 / 69 24 COMMUNITY REDEVELOPMENT AUTHORITY OF GRAND ISLAND, NEBRASKA (A Component Unit of the City of Grand Island, Nebraska) NOTES TO FINANCIAL STATEMENTS, Continued September 30, 2015 NOTE A – SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES, continued 4. Assets, Liabilities, and Equity, continued Equity Classifications, continued Fund Financial Statements Governmental fund equity is classified as fund balance. Effective October 1, 2010, the CRA adopted GASB Statement No. 54, which redefined how fund balances of the governmental funds are presented in the financial statements. Fund balances are classified as follows: Nonspendable−Amounts that cannot be spent either because they are not in a spendable form or because they are legally or contractually required to be maintained intact. Restricted−Amounts that can be spent only for specific purposes because of the CRA Charter, City Code, state or federal laws or externally imposed conditions by grantors or creditors. Committed−Amounts that can be used only for specific purposes determined by a formal action by CRA Board ordinance or resolution. Assigned−Amounts that are designated by the Executive Director for a specific purpose but are not spendable until a budget ordinance is passed by the CRA Board. Unassigned−All amounts not included in other spendable classifications. The details of the fund balances are included in the Governmental Funds Balance Sheet (page 13). Restricted funds are used first as appropriate. Assigned Funds are reduced to the extent that expenditure authority has been budgeted by the CRA Board or the Assignment has been changed by the Executive Director. Decreases to fund balance first reduce Unassigned Fund balance; in the event that Unassigned Fund Balance becomes zero, then Assigned and Committed Fund Balances are used in that order. Grand Island Regular Meeting - 1/13/2016 Page 46 / 69 25 COMMUNITY REDEVELOPMENT AUTHORITY OF GRAND ISLAND, NEBRASKA (A Component Unit of the City of Grand Island, Nebraska) NOTES TO FINANCIAL STATEMENTS, Continued September 30, 2015 NOTE A – SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES, continued 5. Revenues, Expenditures, and Expenses Property Taxes The Authority has the power to levy taxes through the City of Grand Island each year sufficient to pay any judgment existing against the Authority, the interest on bonded debt, and the principal on bonded debt, as well as taxes authorized by state law. On or before August 1, the Authority submits a request for property taxes to the City of Grand Island, who is responsible for levying such taxes for operational costs. The tax levies for all political subdivisions in Hall County are certified by the County Board on or before October 15. Real estate taxes are due on December 31 and attach as an enforceable lien and become delinquent in two equal installments on May 1 and September 1. Personal property taxes are due in the same manner as real estate taxes. Delinquent taxes bear 14 percent interest. Property taxes levied for 2014-2015 are recorded as revenue when levied by the County. The CRA also records deferred revenue for property taxes expected to be received more than 60 days after year end. Expenditures/Expenses In the government-wide financial statements, expenses are classified by character and function for governmental activities. In the fund financial statements, governmental funds report expenditures of financial resources, classified by character and function. Grand Island Regular Meeting - 1/13/2016 Page 47 / 69 26 COMMUNITY REDEVELOPMENT AUTHORITY OF GRAND ISLAND, NEBRASKA (A Component Unit of the City of Grand Island, Nebraska) NOTES TO FINANCIAL STATEMENTS, Continued September 30, 2015 NOTE B – STEWARDSHIP, COMPLIANCE, AND ACCOUNTABILITY By its nature as a local government unit, the Authority is subject to various federal, state, and local laws and contractual regulations. An analysis of the Authority’s compliance with significant laws and regulations and demonstration of its stewardship over Authority resources follows: 1. Deposit Laws and Regulations Custodial credit risk is the risk that, in the event of a bank failure, a government’s deposits may not be returned to it. The Authority’s deposit policy for custodial credit risk requires compliance with the provisions of state law. State law requires collateralization of all deposits with federal depository insurance or with U.S. Treasury and U.S. agency securities having an aggregate value at least equal to the amount of the deposits. The Authority’s cash deposits are insured up to $250,000 and certificates of deposit/savings accounts are insured up to $250,000 by the Federal Deposit Insurance Corporation (FDIC). Any cash deposits or certificates of deposit in excess of the FDIC limits are insured by collateral held by the pledging institution in the Authority’s name. 2. Budgetary Data The Authority is required by state laws to adopt annual budgets for all fund types. Each budget is presented on the cash basis of accounting, which is consistent with the requirements of the state budget act. The Nebraska Budget Act provides the prescribed budget practices and procedures that governing bodies are required to follow. The amounts that may be budgeted for certain specific funds are subject to various expenditure and/or tax levy limitations. Grand Island Regular Meeting - 1/13/2016 Page 48 / 69 27 COMMUNITY REDEVELOPMENT AUTHORITY OF GRAND ISLAND, NEBRASKA (A Component Unit of the City of Grand Island, Nebraska) NOTES TO FINANCIAL STATEMENTS, Continued September 30, 2015 NOTE B – STEWARDSHIP, COMPLIANCE, AND ACCOUNTABILITY, continued 2. Budgetary Data, continued The Authority follows these procedures in establishing the budgetary data reflected in the accompanying financial statements. a. On or before August 1, the Authority prepares a budget for the fiscal year commencing October 1. The budget includes proposed expenditures and resources available. b. The budget is published with subsequent public hearings to obtain taxpayer comments. c. Prior to September 20, the Board adopts the budget, which is then filed with the appropriate state and county officials. d. Total expenditures may not legally exceed total appropriations. Appropriations lapse at year end and any revisions require board approval. e. The County Clerk certifies a preliminary property tax levy for each fund of the Authority which levied property taxes in the county the previous year based on the combined valuation and amount required for the Authority the prior year. The preliminary levy becomes the final levy unless the governing board passes, by a majority vote, a resolution setting the levy at a different amount. f. The property tax requirements resulting from the budget process are utilized by the County Assessor to establish the tax levy. Taxes are levied annually on or before November 1. Real property taxes and personal property taxes are due December 31 with the first half delinquent May 1 and the second half delinquent September 1. g. Appropriations lapse at the end of the fiscal year, except for capital improvement appropriations and certain encumbrances against operating budgets. Grand Island Regular Meeting - 1/13/2016 Page 49 / 69 28 COMMUNITY REDEVELOPMENT AUTHORITY OF GRAND ISLAND, NEBRASKA (A Component Unit of the City of Grand Island, Nebraska) NOTES TO FINANCIAL STATEMENTS, Continued September 30, 2015 NOTE B – STEWARDSHIP, COMPLIANCE, AND ACCOUNTABILITY, continued 2. Budgetary Data, continued h. The Community Redevelopment Authority of Grand Island, Nebraska, adopts a budget by resolution for all funds. NOTE C – DETAIL NOTES ON TRANSACTION CLASSES/ACCOUNTS The following notes present detailed information to support the amounts reported in the basic financial statements for the Authority’s various assets, liabilities, equity, revenues, and expenditures/expenses. 1. Cash and Certificates of Deposit Deposits The Authority’s policies regarding deposits of cash are discussed in Note A4. The table presented below is designed to disclose how its deposits were insured or secured with collateral at September 30, 2015. The categories of collateral are defined as follows: Category 1 – Insured by FDIC or collateralized with securities held by the Authority (or public trust) or by its agent in its name. Category 2 – Uninsured but collateralized with securities held by the pledging financial institution’s trust department or agent in the Authority’s name. Category 3 – Uninsured and uncollateralized; or collateralized with securities held by the pledging financial institution, or by its trust department or agent, but not in the Authority’s name; or collateralized with no written or approved collateral agreement. Grand Island Regular Meeting - 1/13/2016 Page 50 / 69 29 COMMUNITY REDEVELOPMENT AUTHORITY OF GRAND ISLAND, NEBRASKA (A Component Unit of the City of Grand Island, Nebraska) NOTES TO FINANCIAL STATEMENTS, Continued September 30, 2015 NOTE C – DETAIL NOTES ON TRANSACTION CLASSES/ACCOUNTS, continued 1. Cash and Certificates of Deposit, continued Total Total Bank Category Category Category Carrying Types of Deposits Balance 1 2 3 Value Demand deposits and certificates of deposit $ 958,880 $ 250,000 $ 708,880 $ - $ 841,353 Reconciliation to Government-wide Statement of Net Position: Primary Government – Unrestricted cash $ 682,681 Restricted cash 158,672 $ 841,353 2. TIF Receivables The Community Redevelopment Authority of Grand Island, Nebraska, has undertaken a program for the redevelopment of blighted areas in the City. Under the program, various projects agree to create a minimum taxable valuation for real estate tax assessment purposes. The CRA receives the incremental real estate taxes paid by the projects and then uses the tax incremental financing (TIF) funds to make debt service payments on the related notes payable. Estimated future receivables under TIF agreements were as follows as of September 30, 2015: Poplar Street $ 92,677 RSF Limited 1,639 PROCON Development Company, LLC 38,685 Walnut Housing, Ltd. 257,846 $ 390,847 Current portion of TIF receivables $ 25,769 Noncurrent portion of TIF receivables 365,078 $ 390,847 Grand Island Regular Meeting - 1/13/2016 Page 51 / 69 30 COMMUNITY REDEVELOPMENT AUTHORITY OF GRAND ISLAND, NEBRASKA (A Component Unit of the City of Grand Island, Nebraska) NOTES TO FINANCIAL STATEMENTS, Continued September 30, 2015 NOTE C – DETAIL NOTES ON TRANSACTION CLASSES/ACCOUNTS, continued 3. Land Held for Redevelopment Capital asset activity for the year ended September 30, 2015, was as follows: Balance at Balance at October 1, 2014 Additions Disposals September 30, 2015 Governmental Activities: Capital assets not being depreciated: Land held for redevelopment $ 495,354 $ 80,015 $ - $ 575,369 4. Long-term Debt The following is a summary of the changes to long-term debt for the year ended September 30, 2015: Balance Balance Due Within 9/30/14 Additions Payments 9/30/15 One Year Limited Tax Obligation Bonds $ 1,630,000 $ - $ (175,000) $ 1,455,000 $ 175,000 Note payable – Wells Fargo Bank 12,537 - ( 3,420) 9,117 3,660 Note payable – Home Federal Savings & Loan 70,855 - ( 14,306) 56,549 15,325 Note payable – Lincoln Federal Savings 343,759 - ( 52,583) 291,176 56,188 Total $ 2,057,151 $ - $ (245,309) $ 1,811,842 $ 250,173 Long-term debt at September 30, 2015, consists of the following: a. The Authority issued $1,800,000 of limited tax obligation bonds on October 30, 2012. The funds were used to finance the Lincoln Pool project. The bonds bear interest ranging from 0.40 to 2.40 percent. Principal payments are due annually commencing December 15, 2013 through December 15, 2022. Interest payments are due semi-annually on June 15th and December 15th. Grand Island Regular Meeting - 1/13/2016 Page 52 / 69 31 COMMUNITY REDEVELOPMENT AUTHORITY OF GRAND ISLAND, NEBRASKA (A Component Unit of the City of Grand Island, Nebraska) NOTES TO FINANCIAL STATEMENTS, Continued September 30, 2015 NOTE C – DETAIL NOTES ON TRANSACTION CLASSES/ACCOUNTS, continued 4. Long-term Debt, continued b. The Authority borrowed $37,000 from Wells Fargo Bank on September 3, 2002. The funds were used to finance the RSF Limited redevelopment project. The note is collateralized by a promissory note from the redeveloper and a deed of trust on the real estate included in the project. The incremental tax revenue increase by the redeveloped property is pledged to be used for payment of the note. The note bears interest of 6.90 percent and payments are due semi-annually through December 15, 2017. The unpaid principal balance at September 30, 2015, was $9,117. c. The Authority borrowed $169,267 from Home Federal Savings and Loan on September 1, 2003. The funds were used to finance the PROCON Development Company, LLC, redevelopment project. The note is collateralized by a promissory note from the redeveloper and a deed of trust on the real estate included in the project. The incremental tax revenue increase by the redeveloped property is pledged to be used for payment of the note. The note bears interest of 7.0 percent and payments are due semi-annually beginning June 15, 2005, through December 15, 2018. The unpaid principal balance at September 30, 2015, was $56,549. d. The Authority borrowed $668,000 from Lincoln Federal Savings Bank on December 15, 2005. The funds were used to finance the Walnut Housing, Ltd., redevelopment project. The note is collateralized by a promissory note from the redeveloper and a deed of trust on the real estate included in the project. The incremental tax revenue increase by the redeveloped property is pledged to be used for payment of the note. The note bears interest of 6.74 percent and payments are due semi-annually beginning June 15, 2006, through December 15, 2019. The unpaid principal balance at September 30, 2015, was $291,176. Grand Island Regular Meeting - 1/13/2016 Page 53 / 69 32 COMMUNITY REDEVELOPMENT AUTHORITY OF GRAND ISLAND, NEBRASKA (A Component Unit of the City of Grand Island, Nebraska) NOTES TO FINANCIAL STATEMENTS, Continued September 30, 2015 NOTE C – DETAIL NOTES ON TRANSACTION CLASSES/ACCOUNTS, continued 4. Long-term Debt, continued Scheduled debt service payments are as follows: Year Ended September 30, Principal Interest Total 2016 $ 250,173 $ 44,751 $ 294,924 2017 255,374 38,325 293,699 2018 258,283 31,175 289,458 2019 255,780 23,304 279,084 2020 222,232 15,444 237,676 2021-2025 570,000 19,963 589,963 $ 1,811,842 $ 172,962 $ 1,984,804 NOTE D – OTHER NOTES 1. Risk Management The Authority is exposed to various risks of loss related to torts; theft of, damage to, and destruction of assets; errors and omissions; injuries to employees; and natural disasters. The Authority has purchased commercial insurance to minimize the effect of possible exposure to these risks. Settled claims have not significantly exceeded this commercial coverage in any of the past three years. Deposits and Investments Custodial Credit Risk. For an investment, custodial credit risk is the risk that, in the event of the failure of the counterparty, the Authority will not be able to recover the value of its investment or collateral securities that are in the possession of an outside party. The CRA did not have any investments nor certificates of deposit held at banks in the name of the CRA at year end. Grand Island Regular Meeting - 1/13/2016 Page 54 / 69 33 COMMUNITY REDEVELOPMENT AUTHORITY OF GRAND ISLAND, NEBRASKA (A Component Unit of the City of Grand Island, Nebraska) NOTES TO FINANCIAL STATEMENTS, Continued September 30, 2015 NOTE D – OTHER NOTES, continued 1. Risk Management, continued Deposits and Investments, continued Interest Rate Risk. As a means of limiting its exposure to fair value losses arising from rising interest rates, the Authority’s investment policy requires that market conditions and investment securities be analyzed to determine the maximum yield to be obtained and to minimize the impact of rising interest rates. There were no certificates of deposit at September 30, 2015. Credit Risk. Credit risk is the risk that the issuer or other counterparty to an investment will not fulfill its obligations. The Authority’s investments consist of certificates of deposit and money market funds, minimizing credit risk associated with the Authority’s investment portfolio. Concentration of Credit Risk. The Authority’s investment policy places no limit on the amount that may be invested in any one issuer. At September 30, 2015, the Authority’s cash balances consisted of the following: Financial Institution Amount Wells Fargo $ 841,353 Foreign Currency Risk. This risk relates to adverse effects on the fair value of an investment from changes in exchange rates. The Authority’s investments had no exposure to foreign currency risk and the Authority held no investments denominated in foreign currency at September 30, 2015. Grand Island Regular Meeting - 1/13/2016 Page 55 / 69 34 COMMUNITY REDEVELOPMENT AUTHORITY OF GRAND ISLAND, NEBRASKA (A Component Unit of the City of Grand Island, Nebraska) NOTES TO FINANCIAL STATEMENTS, Continued September 30, 2015 NOTE D – OTHER NOTES, continued 2. Commitments and Contingencies Grant Commitments The Authority has made commitments to fund the following projects: Committed Projects Amount Estimated Due Date Gene McCloud - 2603 S Locust $ 94,490 2016 Federation of Labor – Ziller 60,000 2016 MMY Hospitality, LLC – 2311 S Locust 56,900 2016 RIGI Hospitality, LLC – 3021 S Locust 107,000 2016 Wing Properties – 116 E Third St 68,132 2016 Wing Properties – 110-114 E Third St 167,016 2017 Bosselman Real Estate 300,000 1/3 2016 – 2018 Zoul Properties – 1201 S Locust 90,000 2016 Tower 217 – Amos Investment 198,964 ½ 2016 & 2017 $ 1,142,502 3. Interlocal Agreement The Authority is a participant in an Interlocal Agreement within the City of Grand Island. The purpose of the Agreement is to provide for reimbursement by the Authority to the City for certain services provided by whomever the City Administrator shall designate as Director of the Authority. The Authority shall reimburse to the City approximately $2,100 per month to reimburse 20 percent of the Director’s total annual salary and benefits and 20 percent of the Planning Secretary’s total annual salary and benefits. The Agreement is in effect for the period October 1, 2013, through September 30, 2014. Thereafter, it will automatically renew for successive one-year terms until terminated. Grand Island Regular Meeting - 1/13/2016 Page 56 / 69 35 COMMUNITY REDEVELOPMENT AUTHORITY OF GRAND ISLAND, NEBRASKA (A Component Unit of the City of Grand Island, Nebraska) NOTES TO FINANCIAL STATEMENTS, Continued September 30, 2015 NOTE D – OTHER NOTES, continued 4. Conduit Debt The Authority collects TIF proceeds and pays the proceeds to financial institutions under several conduit debt arrangements. The Authority has no obligation to make principal and interest payments on the conduit debt except to the extent of the TIF proceeds that are collected. Remaining Estimated Amount Redeveloper Life to be Remitted Bruns Pet Grooming 5 $ 35,885 Girard Vet Clinic 5 50,345 PROCON - Geddes Street 7 196,000 Southeast Crossing 6 78,530 Casey’s 8 73,288 South Pointe 8 709,430 Todd Enck 7 23,683 Pharmacy Properties 9 68,913 John Schulte 9 38,288 Ken-Ray, LLC 8 186,926 Token Properties 11 32,076 Gordman of GI 12 98,336 Baker Development 12 23,495 Stratford Plaza 12 294,104 Copper Creek 14 344,048 Chief Industries 13 75,856 Token Properties-Kimball St 13 3,991 Habitat for Humanity 13 37,853 Auto One 13 102,399 EIG 12 335,627 Token Properties-Cary St 12 70,723 Wenn 12 20,571 $ 2,900,367 Grand Island Regular Meeting - 1/13/2016 Page 57 / 69 36 COMMUNITY REDEVELOPMENT AUTHORITY OF GRAND ISLAND, NEBRASKA (A Component Unit of the City of Grand Island, Nebraska) NOTES TO FINANCIAL STATEMENTS, Continued September 30, 2015 NOTE D – OTHER NOTES, continued 5. Additional TIF Agreements On July 16, 2013, the Authority entered into a redevelopment contract with The Guarantee Group, LLC (Redeveloper). The Redeveloper intends to purchase and develop property for a subdivision and install all of the necessary public infrastructure to build 200+ single family dwellings in the first phase of the project over the course of approximately 10 years from the date of the contract. The initial sales price of the houses is limited to between $139,900 and $145,900. The sales price may be modified over the course of the contract to accommodate changes in prices for materials and labor. A second phase of this project, subject to a second TIF contract, is anticipated for the remainder of the property with approximately 300 additional dwelling units. A $4,000,000 TIF bond bearing interest of 8.0 percent was issued by the Authority with an expiration date of December 31, 2039. The developer is responsible for providing to the Authority by July 1 of each year the legal description of all lots with new homes and the sales price of each house to that a “Notice of Intent to Divide Tax for Development Project” form can be filed on the improvements with the Hall County Assessors office by August 1 of each year. TIF financing will be made available and paid toward the bond until either the bond is paid off, the bond expires, or the allowable tax increment is no longer available. On April 16, 2014, the Authority entered into a redevelopment contract with Tower 217 – Amos Anson (Redeveloper). The Redeveloper intends to create additional taxable real property valuation on the project of between $466,000 and $715,000 no later than January 1, 2016. The Redeveloper shall pay all project costs related to the construction of the improvements. Under terms of the agreement, the Authority will grant the Redeveloper $236,000. On October 30, 2014, the Authority entered into a redevelopment contract with Grand Island Joint Ventures LLC. (Redeveloper). The Redeveloper intends to rehabilitate the Grand Island Mall on Webb Road, and add additional outlets on both the Webb Road and 281 sides of the building. The estimated value upon completion is $21,570,000. The Redeveloper shall pay all project costs related to the construction of the improvements. Under the terms of the agreement, the Authority will grant the Redeveloper $5,600,000 related to the TIF and $4,000,000 related to enhance employment area bond. Grand Island Regular Meeting - 1/13/2016 Page 58 / 69 37 COMMUNITY REDEVELOPMENT AUTHORITY OF GRAND ISLAND, NEBRASKA (A Component Unit of the City of Grand Island, Nebraska) NOTES TO FINANCIAL STATEMENTS, Continued September 30, 2015 NOTE D – OTHER NOTES, continued 5. Additional TIF Agreements, continued On May 7, 2015, the Authority entered into a redevelopment contract with Pridon LLC. (Redeveloper). The Redeveloper intends to extend utilities and build between 26 and 78 apartments for veterans on the Veteran’s Hospital Property at Capital Avenue and Broadwell Street. The estimated value upon completion is $2,400,000. The Redeveloper shall pay all project costs related to the construction of the improvements. Under the terms of the agreement, the Authority will grant the Redeveloper $330,000. On June 5, 2015, the Authority entered into a redevelopment contract with Super Market Developers (Redeveloper). The Redeveloper intends to build a new grocery store and additional strip retail at 720 State Street. The estimated value upon completion is $7,858,000. The Redeveloper shall pay all project costs related to the construction of the improvements. Under the terms of the agreement, the Authority will grant the Redeveloper $1,600,000. On June 10, 2015, the Authority entered into a redevelopment contract with TC Enck Builders, Inc. (Redeveloper). The Redeveloper intends to extend utilities and build a duplex at 1616 S. Eddy Street. The estimated value upon completion is $160,000. The Redeveloper shall pay all project costs related to the construction of the improvements. Under the terms of the agreement, the Authority will grant the Redeveloper $38,000. In July of 2015 the Authority approved a redevelopment contract with T&S Development (Redeveloper). The contract was execute on November 2, 2015. The Redeveloper intends finish office space on the second floor of their building at 312 W 3rd Street. The estimated value upon completion is $1,136,841. The Redeveloper shall pay all project costs related to the construction of the improvements. Under the terms of the agreement, the Authority will grant the Redeveloper $272,788. On September 29, 2015, the Authority entered into a redevelopment contract with Bosselman Real Estate LLC. (Redeveloper). The Redeveloper intends to redevelop a commercial property at 1616 S. Locust as corporate office space, retail space and build a hotel on site. The estimated value upon completion is $21,570,000. The Redeveloper shall pay all project costs related to the construction of the improvements. Under the terms of the agreement, the Authority will grant the Redeveloper $6,552,000. 6. Subsequent Events Management has evaluated subsequent events through December 18, 2015, the date on which the financial statements were available for issue. Grand Island Regular Meeting - 1/13/2016 Page 59 / 69 REQUIRED SUPPLEMENTARY INFORMATION Grand Island Regular Meeting - 1/13/2016 Page 60 / 69 COMMUNITY REDEVELOPMENT AUTHORITY OF GRAND ISLAND, NEBRASKA (A Component Unit of the City of Grand Island, Nebraska) BUDGETARY COMPARISON SCHEDULE Year ended September 30, 2015 Variance - Budget Actual (Original Over (Under) and Final)Actual Final Budget RESOURCES (INFLOWS) Property taxes 853,245$ 685,727$ (167,518)$ TIF receipts 1,159,092 1,207,408 48,316 Grant income - 100,000 100,000 Interest income 1,000 158 (842) Land sales 100,000 - (100,000) Other 128,000 27,263 (100,737) Total resources 2,241,337 2,020,556 (220,781) CHARGES TO APPROPRIATIONS (OUTFLOWS) Contract services 76,000 62,422 (13,578) Capital outlay 200,000 80,015 (119,985) Matching grant funds 953,000 405,637 (547,363) Professional services 24,000 4,979 (19,021) Printing and publishing 1,000 - (1,000) Travel and training 1,000 - (1,000) Other 3,550 898 (2,652) Conduit debt payments 1,059,458 1,088,540 29,082 Debt service: Principal payments 237,564 245,308 7,744 Interest expense 54,120 49,454 (4,666) Bond fees - 525 525 Total charges to appropriations 2,609,692 1,937,778 (671,914) RESOURCES OVER (UNDER) CHARGES TO APPROPRIATIONS (368,355)$ 82,778$ 451,133$ 38 Grand Island Regular Meeting - 1/13/2016 Page 61 / 69 COMMUNITY REDEVELOPMENT AUTHORITY OF GRAND ISLAND, NEBRASKA (A Component Unit of the City of Grand Island, Nebraska) BUDGETARY COMPARISON SCHEDULE - NOTE TO REQUIRED SUPPLEMENTARY INFORMATION Year ended September 30, 2015 Note A - Explanation of Differences between Budgetary Inflows and Outflows and Accrual Basis Revenue and Expenditures General Fund Sources/inflows of resources: Actual amounts of resources (budgetary basis) from the budgetary comparison schedule 2,020,556$ Differences - budget to accrual: Cash to accrual adjustments 2,205 Total revenues as reported on the statement of revenues, expenditures, and changes in fund balance - governmental fund 2,022,761$ Uses/outflows of resources: Actual amounts (budgetary basis) "total charges to appropriations" from the budgetary comparison schedule 1,937,778$ Differences - budget to accrual: Cash to accrual adjustments 9,787 Total expenditures as reported on the statement of revenues, expenditures, and changes in fund balance - governmental fund 1,947,565$ 39 Grand Island Regular Meeting - 1/13/2016 Page 62 / 69 SUPPLEMENTARY INFORMATION Grand Island Regular Meeting - 1/13/2016 Page 63 / 69 Facade RSF Improvement Walnut PROCON Limited General & Other Housing Skagway Debt Debt Services Projects Project Project Service Service Accounting and auditing 4,275$ -$ -$ -$ -$ -$ Legal/other professional services 9,929 - - - - - Contract services 62,422 - - - - - Miscellaneous 898 - - - - - Grant funds - 405,637 - - - - Capital outlay 80,015 - - - - - Conduit debts payments - - - 760,258 - - Principal payments 175,000 - 52,583 - 14,306 3,419 Interest expense 22,489 - 21,889 - 4,856 782 Bond fees 525 - - - - - 355,553$ 405,637$ 74,472$ 760,258$ 19,162$ 4,201$ COMMUNITY REDEVELOPMENT AUTHORITY OF GRAND ISLAND, NEBRASKA (A Component Unit of the City of Grand Island, Nebraska) 40 SCHEDULE OF EXPENDITURES - GENERAL FUND For the Year Ended September 30, 2015 Grand Island Regular Meeting - 1/13/2016 Page 64 / 69 Bruns Wile E.PROCON - Pet Investment Geddes St Southeast South Pointe Todd Enck John Schulte Grooming Properties, LLC Apartments Crossing Casey's Hotel Project Construction -$ -$ -$ -$ -$ -$ -$ -$ - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - 7,177 10,062 14,726 13,088 9,161 88,677 6,280 2,671 - - - - - - - - - - - - - - - - - - - - - - - - 7,177$ 10,062$ 14,726$ 13,088$ 9,161$ 88,677$ 6,280$ 2,671$ 40 Grand Island Regular Meeting - 1/13/2016 Page 65 / 69 County Baker Stratford Pharmacy Poplar Ken-Ray Fund Development,Plaza, Properties Street Project #8598 Gordman Inc.LLC Accounting and auditing -$ -$ -$ -$ -$ -$ -$ Legal/other professional services - - - - - - - Contract services - - - - - - - Miscellaneous - - - - - - - Grant funds - - - - - - - Capital outlay - - - - - - - Conduit debts payments 10,741 12,237 37,418 2,916 8,195 1,958 24,509 Principal payments - - - - - - - Interest expense - - - - - - - Bond fees - - - - - - - 10,741$ 12,237$ 37,418$ 2,916$ 8,195$ 1,958$ 24,509$ 41 COMMUNITY REDEVELOPMENT AUTHORITY OF GRAND ISLAND, NEBRASKA (A Component Unit of the City of Grand Island, Nebraska) SCHEDULE OF EXPENDITURES - GENERAL FUND, Continued For the Year Ended September 30, 2015 Grand Island Regular Meeting - 1/13/2016 Page 66 / 69 Chief Token Token Industries Properties Habitat Auto EIG Properties Wenn Copper Aurora Kimball for One,Grand Cary Housing Creek Coop Street Humanity Inc.Island Street Project Totals -$ -$ -$ -$ -$ -$ -$ -$ 4,275$ - - - - - - - - 9,929 - - - - - - - - 62,422 - - - - - - - - 898 - - - - - - - - 405,637 - - - - - - - - 80,015 24,575 5,835 307 2,912 7,877 27,969 7,277 1,714 1,088,540 - - - - - - - - 245,308 - - - - - - - - 50,016 - - - - - - - - 525 24,575$ 5,835$ 307$ 2,912$ 7,877$ 27,969$ 7,277$ 1,714$ 1,947,565$ 41 Grand Island Regular Meeting - 1/13/2016 Page 67 / 69 Grand Island Regular Meeting - 1/13/2016 Page 68 / 69 Grand Island Regular Meeting - 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