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06-03-2014 City Council Special Meeting Packet City of Grand Island Tuesday, June 3, 2014 Special Meeting Packet City Council: Linna Dee Donaldson John Gericke Peg Gilbert Chuck Haase Julie Hehnke Kent Mann Vaughn Minton Mitchell Nickerson Mike Paulick Mark Stelk Mayor: Jay Vavricek City Administrator: Mary Lou Brown City Clerk: RaNae Edwards 7:00 PM Council Chambers - City Hall 100 East 1st Street Grand Island Special Meeting - 6/3/2014 Page 1 / 42 City of Grand Island Tuesday, June 3, 2014 Call to Order This is an open meeting of the Grand Island City Council. The City of Grand Island abides by the Open Meetings Act in conducting business. A copy of the Open Meetings Act is displayed in the back of this room as required by state law. The City Council may vote to go into Closed Session on any agenda item as allowed by state law. Invocation Pledge of Allegiance Roll Call A - SUBMITTAL OF REQUESTS FOR FUTURE ITEMS Individuals who have appropriate items for City Council consideration should complete the Request for Future Agenda Items form located at the Information Booth. If the issue can be handled administratively without Council action, notification will be provided. If the item is scheduled for a meeting or study session, notification of the date will be given. B - RESERVE TIME TO SPEAK ON AGENDA ITEMS This is an opportunity for individuals wishing to provide input on any of tonight's agenda items to reserve time to speak. Please come forward, state your name and address, and the Agenda topic on which you will be speaking. Grand Island Special Meeting - 6/3/2014 Page 2 / 42 City of Grand Island Tuesday, June 3, 2014 Special Meeting Item E-1 Public Hearing on Declaration of Intent to use Clean Water State Revolving Fund (CWSRF) Loan proceeds for Sanitary Sewer Collection System and Wastewater Treatment Plant Improvements Staff Contact: John Collins, P.E. - Public Works Director Grand Island Special Meeting - 6/3/2014 Page 3 / 42 Council Agenda Memo From:Marvin Strong PE, Wastewater Plant Engineer Meeting:June 3, 2014 Subject:Declaration of Intent to use Clean Water State Revolving Fund (CWSRF) Loan proceeds for Sanitary Sewer Collection System and Wastewater Treatment Plant Improvements Item #:E-1 Presenter(s):Jaye Monter, Finance Director Marvin Strong P.E., Wastewater Plant Engineer Anna White, Black & Veatch Tom Fuenning, NDEQ Michael Rogers, Gilmore & Bell, P.C. Background Public Works Staff has been working with Black and Veatch and Olsson Associations to develop and implement a 5 Year Wastewater Capital Plan for the City of Grand Island based on the following: The comprehensive plan in CH2M Hill’s “Wastewater Collection and Treatment Systems Comprehensive Plan Update” Black and Veatch’s “Wastewater Treatment Plant and Collection System Improvements – Draft Technical Memorandum #2 Hydraulic Model Validation and Analysis” Wastewater Projects intended to accommodate growth Examples of Wastewater Projects included in the 5 Year Wastewater Capital Improvement Plan are: Plant – Headworks Sanitary Sewer Collection System Rehabilitation o South and West Interceptor Rehabilitation o 4th and 5th Eddy to Vine Rehabilitation o North Interceptor Phase I Grand Island Special Meeting - 6/3/2014 Page 4 / 42 o North Interceptor Phase II Growth – 281 Sanitary Sewer Improvements (District 530T) Public Works representatives met with Nebraska Department of Environmental Quality (NDEQ) representatives in December 2013 and explored the possibility of obtaining a Loan from the Clean Water State Revolving Loan Fund Program (CWSRF) administered by the NDEQ in lieu of Revenue Bonds to pay for the remaining wastewater projects. The NDEQ subsequently approved up to $40,000,000 in CWSRF funds at 2 ¼% -2 1/2% for distribution over multiple years. Projects classified as “Green” receive a ¼% lower interest rate. Discussion With the more favorable interest rates it is possible to advance the project schedule to complete more projects sooner. Lift Stations are high cost items that increase the creation of damaging chemicals such as hydrogen sulfide (the chemical primarily responsible for shortening the life of the Northeast Interceptor by more than 30%). The new Headworks and Phases 1 and 2 of the North Interceptor allow 8 lift stations to be abandoned. Accelerating construction will allow an additional 3 lift stations to be abandoned, saving operating costs and extending the life of the new infrastructure. The council declared its intention to issue bonds for $60 million on May 14, 2013. A Revenue Bond was issued on September 17, 2013 for $35,430,000. This is the only outstanding wastewater debt. We will need an estimated $38,844,700 in addition to the Revenue Bond issued last year to finance the remaining portion of the ongoing Wastewater Infrastructure Plan. Most of the remaining costs will occur when the North Interceptor Phase 2 Project is bid later this year. We are asking the council to raise its intention to issue debt from $60 million to $74,275,000 and recognize that up to $40,000,000 of such borrowing is expected to be in the form of a loan from the CWSRF Program administered by NDEQ. After the hearing held on June 3rd and NDEQ’s 30 day comment period, it is expected that an ordinance will be presented to the City Council at its July 8th meeting to give formal approval to the NDEQ borrowing in a principal amount of up to $40,000,000. With the new interest rates this will be within the constraints of the rate study approved last year. Alternatives Council has the following alternatives concerning the issue at hand. The Council may: 1.Move to approve 2.Refer the issue to a Committee 3.Postpone the issue to future date 4.Take no action on the issue Grand Island Special Meeting - 6/3/2014 Page 5 / 42 Recommendation City Administration recommends that the Council adopt the resolution to raise the declaration of intent to issue debt from $60,000,000 to $74,275,000 and recognize that up to $40,000,000 of such debt is expected to be borrowed from the Clean Water State Revolving Loan Fund Program administered by the Nebraska Department of Environmental Quality. Sample Motion Move to adopt the resolution raising the declaration of intent to issue debt from $60,000,000 to $74,275,000 with up to $40,000,000 expected to be borrowed from the Clean Water State Revolving Loan Fund Program administered by the Nebraska Department of Environmental Quality. Grand Island Special Meeting - 6/3/2014 Page 6 / 42 PUBLIC WORKS Grand Island Wastewater Infrastructure Improvement Plan Grand Island Special Meeting - 6/3/2014 Page 7 / 42 PUBLIC WORKS Grand Island Special Meeting - 6/3/2014 Page 8 / 42 PUBLIC WORKS 2010 Capital Project Report The CH2MHill Report listed wastewater infrastructure projects totaling $115.17 Million, most of it before 2020 We completed some of the projects, are working on some of the projects, eliminated some of the projects, postponed some of the projects and added new projects Grand Island Special Meeting - 6/3/2014 Page 9 / 42 PUBLIC WORKS Grand Island Special Meeting - 6/3/2014 Page 10 / 42 PUBLIC WORKS Rate Study Black and Veatch added to the information in the CH2MHill report to develop a rate study to pay for the Capital Improvements They also developed a Wastewater Master Plan through the year 2062 Grand Island Special Meeting - 6/3/2014 Page 11 / 42 Rate Study Grand Island Special Meeting - 6/3/2014 Page 12 / 42 Rate Study Grand Island Special Meeting - 6/3/2014 Page 13 / 42 PUBLIC WORKS 5 Year Wastewater Infrastructure Plan The current 5 Year Wastewater Infrastructure Plan was developed using information in the CH2MHill and Black and Veatch Reports and incorporating input from the field. Black and Veatch used it to update the earlier rate study. Grand Island Special Meeting - 6/3/2014 Page 14 / 42 Grand Island Special Meeting - 6/3/2014 Page 15 / 42 Grand Island Special Meeting - 6/3/2014 Page 16 / 42 PUBLIC WORKS North Interceptor Phase 2 •The North Interceptor Phase 2 project (current construction estimate is $17,215,000) should generate Regional Contractor interest and favorable pricing. Favorable pricing is likely to be extended to any additional projects that were bid around the same time. Grand Island Special Meeting - 6/3/2014 Page 17 / 42 PUBLIC WORKS Lift Station Abandonments The Headworks and North Interceptor Phase 1 and North Interceptor Phase 2 projects make it physically possible to abandon 8 Lift Stations including LS #19. A total of 11 Lift Stations are planned to be abandoned. Grand Island Special Meeting - 6/3/2014 Page 18 / 42 PUBLIC WORKS Lift Station Abandonments The estimated Lift Station O & M savings for the 11 lift stations is $162,000 per year The estimated Lift Station and Forcemain straight line depreciation cost is $284,000 per year Lift Stations are a potential source of Hydrogen Sulfide, which is the primary reason we are replacing the North Interceptor prematurely Grand Island Special Meeting - 6/3/2014 Page 19 / 42 PUBLIC WORKS NDEQ CWSRF Loan The NDEQ approved our CWSRF Loan application up to $40,000,000 at interest rates between 2.25% and 2.50% NDEQ assess a 1% Administration Fee on the loan balance “Green” wastewater projects are charged 1.25% Non Green Wastewater Projects are charged 1.50% Most of the projects we submitted are classified as “Green” Grand Island Special Meeting - 6/3/2014 Page 20 / 42 PUBLIC WORKS NDEQ CWSRF Loan The Black and Veatch Rate Study conducted last year assumed 4.3% Bond Interest Rates We asked Black and Veatch to re-visit the Rate Study done last year to determine how much additional work could be done within the constraints of that Rate Study using the lower interest rates. Grand Island Special Meeting - 6/3/2014 Page 21 / 42 LST.19 LST. 2 LST. 4 LST. 6 LST. 7 LST. 8 LST. 1 LST. 15 LST. 23 LST. 22 LST. 14 LST. 24 LST. 20 LST. 18 LST. 17 LST. 13LST. 10 LST. 11 North Interceptor Phase 2 Husker Hwy Lift Station 20Force Main Wastewater Capital FundPlanning2013 - 2017 Legend #*Existing Lift Station Husker Hwy ""Lift Station 20 Force Main N.Int Phase 2 Public Gravity Public Force Main Public Manhole #*Existing Lift Station - Retire ! MK 2014 Grand Island Special Meeting - 6/3/2014 Page 22 / 42 Grand Island Special Meeting - 6/3/2014 Page 23 / 42 7Capital Improvments Plan (CIP) Adjustments4/1/2012CIP Used in March 2011 Rate StudyProject 2011 2012 2013 2014 2015 2016 TotalAeration Basin Improvements$1,768,500 $1,768,500$3,537,000Methanol Feed System Improvements $50,000 $50,000$100,000Internal Recycle for Aeration Basins$1,262,000$1,262,000Final Clarifier Repair$600,000$600,000PVIP East 2011 Only $320,000$320,000New Assessment Districts $250,000 $250,000 $250,000 $250,000 $250,000$1,250,000Annual Sewer Rehab $190,000 $350,000 $350,000 $350,000 $350,000$1,590,000Misc. Items $100,000 $100,000 $100,000 $100,000 $100,000$500,000Projects Below In Current ContractsNorth Interceptor $420,000 $3,000,000 $4,640,000 $4,640,000 $3,000,000$15,700,000North Interceptor (Capital Ave)$8,360,000$8,360,000 Not in 5 yr CIP, but in Hill ReportCapital Aveunue Forcemain$490,000 $600,000$1,090,000Lift Station 21 Replacement$430,000$430,000Lift Station 21 Construction$600,000 $2,800,000$3,400,000Collection System Rehabilitation     Lift Station #7 $160,000$160,000     4th‐5th/Eddy‐Vine $100,000 $1,000,000$1,100,000     South and West Interceptor$400,000 $910,000 $2,580,000$3,890,000WWTP$1,300,000 $2,420,000 $3,000,000 $2,500,000 $0$9,220,000$4,658,500 $9,428,500 $10,540,000 $19,910,000 $7,972,000 $0 $52,509,000Includes $8.36 Million for Capital Ave.Master PlanningSuggested CIP Adjustments‐Current 2011‐2015 ScheduleProject FY 2011 FY 2012 FY 2013 FY 2014 FY 2015 FY 2016 Total% of ConstructionAeration Basin Improvements $1,768,500 $1,768,500$3,537,000Methanol Feed System Improvements $50,000 $50,000$100,000Internal Recycle for Aeration Basins$1,262,000$1,262,000Final Clarifier Repair$600,000$600,000PVIP East 2011 Only $320,000$320,000New Assessment Districts $250,000 $250,000 $250,000 $250,000 $250,000 $250,000$1,500,000Annual Sewer Rehab $190,000 $350,000 $350,000 $350,000 $350,000 $350,000$1,940,000Misc. Items $100,000 $100,000 $100,000 $100,000 $100,000 $100,000$600,000Projects Below In Current Contracts$9,859,000Master Planning$407,004$407,004 $407,004Project Management (WWTP & Collection System Rehab)$103,385$103,385 $103,385North Interceptor     Phase 1A ‐ Seedling Mile Road to WWTP          Conceptual Design$44,190$44,190 2.0%          Prelim, Final Desgin, and Bidding$211,940$211,940 9.8%          Construction Phase Services$216,000$216,000 10.0% $472,130          Construction$2,160,000 $2,160,000 $2,160,000$2,632,130     Phase 1B ‐ 7th St to Seedling Mile Road          Conceptual Design$125,773$125,773 2.1%          Prelim, Final Desgin, and Bidding$174,641 $12,087$186,728 3.1%          Construction Phase Services$301,000 $300,000 $601,000 10.0% $913,501          Construction$2,010,000 $4,000,000 $6,010,000 $6,010,000 Shift to 2016?$6,923,501     Phase 2 ‐ Capital Avenue (LS #19 to Geddes)          Conceptual Design$107,677$107,677 0.7%          Prelim, Final Desgin, and Bidding$300,000 $624,000 $924,000 6.2% Have to keep LS in service until all of Capital Ave sewer is in service.          Construction Phase Services$500,000 $424,000 $924,000 6.2% $1,955,677 Shift to start in 2014          Construction$6,000,000 $9,000,000 $15,000,000 $15,000,000 Start at Geddes and construct west$16,955,677Collection System Rehabilitation     Lift Station #7          Conceptual and Prelim Design$39,758$39,758 6.9%          Final Design and Bidding$57,806$57,806 10.1%          Construction Phase Services$53,600$53,600 9.3% $151,164          Construction$575,000$575,000 $575,000$726,164     4th‐5th/Eddy‐Vine          Conceptual and Prelim Design$62,476$62,476 4.8%          Final Design and Bidding$65,903$65,903 5.0%          Construction Phase Services$118,400$118,400 9.0% $246,779          Construction$1,315,000 $1,315,000 $1,315,000$1,561,779     South and West Interceptor          Conceptual And Prelim Design$60,798$60,798 1.7%          Prelim, Final Desgin, and Bidding$48,247$160,000 $208,247 5.7%          Construction Phase Services$85,000 $140,000 $225,000 6.2% $494,045          Construction$850,000 $2,795,000 $3,645,000 $3,645,000 "C" and "D" Sewers moved to 2016$4,139,045WWTP     Conceptual and Prelim Design$274,807$274,807 1.8%     Final Design and Bidding$735,491 $603,960$1,339,451 8.9%     Construction Phase Services$281,400 $562,800 $562,800 $1,407,000 9.3% $3,021,258     Construction (including interceptors on site)$3,086,000 $7,000,000 $5,000,000 $15,086,000 $15,086,000 $1,200,000 interceptor costs here$18,107,258$2,678,500 $5,038,396 $13,267,447 $13,186,800 $12,762,800 $14,481,000 $61,414,943Original Contract1,225,868$                 Amendment No. 1$1,910,075$7,764,943 17.73%$43,791,000Total Construction CostsEstimated Total Engineering Costs Including Master PlanningGrand IslandSpecial Meeting - 6/3/2014Page 24 / 42 City of Grand Island Nebraska ‐ 5 Year Wastewater Infrastructure Improvement Plan Year 1 Year 2 Year 3 Year 4 Year 5 Estimated Total  Project Cost FY 2013 ‐ FY 2017 Grant SRF Loan Bonds Cash FY 2013 (2012 ‐  2013)         Actual FY 2014 (2013‐2014) FY 2015 (2014 ‐ 2015) FY 2016 (2015 ‐ 2016)FY 2017 (2016 ‐  2017) General  Rate Study 29,964$                     29,964$           18,031$            11,932$                           Automation/Asset Management 308,156$                   308,156$         8,156$              100,000$                        100,000$                          100,000$                           Utility Billing Software Allocation 283,308$                   283,308$         118,377$          164,931$                         General Total 621,428$                   621,428$         144,564$          276,863$                        100,000$                          100,000$                           Vehicle Sanitary Sewer Collection Sysem Truck 38,181$                     38,181$           38,181$             Lift Station Truck 30,384$                     30,384$           30,384$                           Plant Utility Vehicle(s) 28,960$                     28,960$           13,960$                          15,000$                             Sanitary Sewer Collection Sysem Truck 90,000$                     90,000$           45,000$                            45,000$             Sanitary Sewer Collection System Jetter 150,000$                   150,000$         150,000$                           Vehicle Total 337,525$                   337,525$         38,181$            44,344$                          15,000$                            195,000$                          45,000$             Lab Oil & Grease Extractor 39,000$                     39,000$           39,000$                           E‐Coli Testing Apparatus 15,000$                     15,000$           15,000$                             Thermo Scientific Gallery 35,000$                     35,000$           35,000$                             Lab Total 89,000$                     89,000$            ‐$                  39,000$                          15,000$                            35,000$                             Wastewater Treatment Plant Aeration Basin Improvements 290,866$                   290,866$         290,866$           Headworks 21,500,000$              21,500,000$        2,467,459$      15,054,000$                  3,978,541$                        Final Clarifier Rehabilitation Final Clarifier #1 & #2 RAS Pumps 300,000$                   300,000$         300,000$                           Internal ReCycle Pumps 300,000$                    ‐$                 300,000$           Expand Admin Bldg/Lab 500,000$                   500,000$         500,000$           Wastewater Treatment Plant Total 22,890,866$              21,500,000$        1,090,866$      2,758,325$      15,054,000$                  4,278,541$                        ‐$                                   800,000$           Sanitary Sewer Collection System Rehabilitation 52,560$                     52,560$           52,560$             GIS Survey Equipment 31,780$                     31,780$           31,780$                           50,000$                     50,000$           50,000$                           90,000$                     90,000$           90,000$                           North Interceptor Phase II 19,200,000$              18,270,000$      930,000$             1,015,501$                    9,585,000$                       8,599,499$                        Abandon LS #2/Route to North Interceptor 2,178,268$                2,178,268$        730,268$                          1,448,000$                        Abandon LS#4/Route to North Interceptor 375,008$                   375,008$           375,008$                           Abandon LS#6 1,624,158$                1,624,158$        1,624,158$       Lift Station #7 Repairs/Improvements 780,648$                   654,318$         126,330$         768,817$          11,831$                           Abandon LS #8/ Route to North Interceptor 710,604$                   710,604$           78,604$                            632,000$           Abandon LS#10/Route to North Interceptor 901,456$                   901,456$           136,456$                          765,000$           Abandon LS#13/Route to North Interceptor 407,026$                   407,026$           50,026$                            357,000$                           Abandon LS#14 69,000$                     69,000$             69,000$             Abandon LS#15/Route to North Interceptor 1,978,000$                1,978,000$        200,000$                          1,778,000$       Lift Station #20 Pumps 26,215$                     26,215$           26,215$                             Replace LS #20 Forcemain 2,727,656$                2,727,656$        2,727,656$       Husker Highway 2,946,250$                2,846,250$        100,000$             783,250$                          2,163,000$                        Rainbow Lakes Gravity Sewer 586,135$                   571,135$           15,000$               586,135$           Airport Interlocal Agreement 165,688$                   165,688$         165,688$                           4th & 5th Eddy to Vine 1,694,840$                337,633$         1,357,206$          1,520,877$      173,963$                         5th Street Improvements 28,551$                     28,551$           28,551$             North Interceptor Phase I 10,600,000$              10,600,000$        1,769,490$      8,830,510$                     WWTP Collections System Rehab 239,739$                   239,739$         239,739$           South & West Interceptor 805,001$                   805,001$             798,000$          7,001$                             Sewer Rehabilitation ‐ Various Locations 900,000$                   900,000$          ‐$                  100,000$                        100,000$                          350,000$                          350,000$           49,168,583$              991,951$          32,658,561$       13,807,208$         1,710,863$       5,178,033$       10,310,587$                   11,414,232$                      13,733,782$                      8,531,949$        Growth/New Customers South 281/Tap District 2,132,230$                2,032,230$        100,000$             900,230$                        1,232,000$                        South 281 Sewer Assessment District 2,432,035$                350,000$         2,007,035$        75,000$               597,035$                        1,835,000$                        Wildwood Industrial Subdivision 528 1,872,600$                1,772,600$        100,000$             627,600$                        1,245,000$                        Westwood Park Subdivision Platte Valley Industrial Park 373,126$                   373,126$         324,726$          48,400$                           Unknown Sewer Districts 850,000$                   850,000$          ‐$                  100,000$                        250,000$                          250,000$                          250,000$           Growth/New Customers Total 7,659,991$                350,000$         5,811,865$        275,000$             1,223,126$      324,726$          2,273,265$                    4,562,000$                       250,000$                          250,000$           Total Total 80,767,392$              1,341,951$       38,470,426$       35,582,208$         5,072,807$       8,443,829$       27,998,059$                   20,384,773$                      14,313,782$                      9,626,949$        JMS 05/21/2014 Green Infrastructure Sanitary Sewer Collection System By‐Pass  Sanitary Sewer Collection System TV Camera  Sanitary Sewer Collection System Flow Meters  Sanitary Sewer Collection System  Rehabilitation Total Grand Island Special Meeting - 6/3/2014 Page 25 / 42 June 3, 2014 Capital Financing Plan Anna White Principal Consultant Management Consulting Division Grand Island Special Meeting - 6/3/2014 Page 26 / 42 2 What’s not changing? The approved revenue increases will not increase. CITY OF GRAND ISLAND WASTEWATER UTILITY Overview •Comprehensive Wastewater Rate Study completed in October 2013 •Council approved 4 revenue increases (12%, 12%, 6%, 5%) from FY 2014 – FY 2017 •What’s changing? •2014 – 2017 CIP – Increasing $9,432,100 •Revenue Bond financing will be replaced with SRF Loans •Lower interest rates •Lower annual debt service Grand Island Special Meeting - 6/3/2014 Page 27 / 42 3 CITY OF GRAND ISLAND WASTEWATER UTILITY Capital Improvement Program Changes •2014 - 2017 •Rate Report - $65,267,600 •Now - $74,699,700 •Major Differences: •The Headworks and North Interceptor Phase 1 and North Interceptor Phase 2 projects make it physically possible to abandon 8 Lift Stations Grand Island Special Meeting - 6/3/2014 Page 28 / 42 4 CITY OF GRAND ISLAND WASTEWATER UTILITY SRF Loan Terms •Repayment of Principal and Interest begins either 3- year following award of the loan or at Initiation of Operation (IOO) whichever is sooner •3-year construction period •1st year – 0.5% interest rate •2nd and 3rd year – 0.5% interest plus administrative fee •Administrative fee based on loan amount, 1% •20-year repayment period •Interest rate based on green/non-green projects •Ranges from 1.32% to 1.47% •Administrative fee Grand Island Special Meeting - 6/3/2014 Page 29 / 42 5 Approximately 82% of project costs are green projects CITY OF GRAND ISLAND WASTEWATER UTILITY SRF Capital Projects •Green •North Interceptor Phase II •Abandon LS #2 •Abandon LS #4 •Abandon LS #6 •Abandon LS #8 •Abandon LS #10 •Abandon LS #13 •Abandon LS #14 •Abandon LS #15 •Husker Highway •Rainbow Lakes Gravity Sewer •Non Green •Replace LS #20 Forcemain •South 281/Tap District •South 281 Sewer Assessment District •Wildwood Industrial Subdivision 528 Grand Island Special Meeting - 6/3/2014 Page 30 / 42 6 CITY OF GRAND ISLAND WASTEWATER UTILITY Revenue Bond and SRF Loan Proceeds $32.0 $1.5 $2.8 $37.0 0 5 10 15 20 25 30 35 40 45 Rate Report Now$ millions SRF Loans Revenue Bonds Total amount of debt financing increasing from $34,800,000 to $38,500,000 Grand Island Special Meeting - 6/3/2014 Page 31 / 42 7 CITY OF GRAND ISLAND WASTEWATER UTILITY Proposed 2014 – 2017 Capital Improvement Program Financing $29,488,000 $8,452,000 $350,000 $37,000,000 $1,500,000 2013 Bond Proceeds Cash Grants SRF Loan Proceeds Revenue Bond Proceeds Grand Island Special Meeting - 6/3/2014 Page 32 / 42 8 CITY OF GRAND ISLAND WASTEWATER UTILITY Annual Debt Service $- $1,000,000 $2,000,000 $3,000,000 $4,000,000 $5,000,000 $6,000,000 Rate Report Now 2014 2015 2016 2017 Annual debt service increases from $3,015,900 in 2014 to $3,757,900 in 2017 Grand Island Special Meeting - 6/3/2014 Page 33 / 42 9 CITY OF GRAND ISLAND WASTEWATER UTILITY Other Changes •Revenue from Proposed Rate Increases •Number of months effective during the first year was reduced from 12 to 10 to reflect 2 month lag until revenue from increase is received •Rates effective October 1 •Bill sent to customer reflecting new rates – November 1 •Revenue from new rates received December 1 Grand Island Special Meeting - 6/3/2014 Page 34 / 42 10 CITY OF GRAND ISLAND WASTEWATER UTILITY Other Changes •Other Operating Revenue •2014 budget reduced to reflect 2013 actual which was lower than projected •Projected revenue is approximately $150,000 less per year •Interest Income •Projected interest income reduced to reflect 2013 actual and 2014 year-to-date •Projected interest income is approximately $250,000 less per year Grand Island Special Meeting - 6/3/2014 Page 35 / 42 11 CITY OF GRAND ISLAND WASTEWATER UTILITY Summary •Revenue reductions •Revenue from revenue increases •Other operating revenue •Interest income •Offset by reduction in debt service •Results in ability to fund more capital projects Grand Island Special Meeting - 6/3/2014 Page 36 / 42 Table 6City of Grand Island, NEWastewater UtilityProposed Capital Improvement ProgramLineNo. 2013 2014 2015 2016 2017 Total____________________________________________________$$$$$$1 Sewer Mains 4,733,900 12,572,000 15,652,000 12,054,400 4,276,800 49,289,1002 Lift Stations 768,800 11,800 803,700 2,780,900 5,319,600 9,684,800Wastewater Treatment3 Raw Water Pumping 1,135,000 6,924,800 1,885,000 0 0 9,944,8004 Preliminary Treatment 1,332,400 8,168,200 2,212,900 0 0 11,713,5005 Primary Sedimentation/Clarifiers 0 0 309,000 0 0 309,0006 Aeration Basins 290,900 0 0 0 327,800 618,7007 Aeration Equipment0000008 Corrosion/Odor Control Facilities0000009 Final Clarifiers00000010 Disinfection00000011 Sludge Handling00000012 General Plant 8,200 100,000 103,000 106,100 0 317,30013 Lab 0 0 15,500 37,100 0 52,60014 Vehicles 38,200 44,400 15,500 206,800 49,200 354,10015 Administration & General 136,400 176,800 0 0 546,400 859,60016 Land000000________ ________ ________ ________ ________ ________ 17 Total 8,443,800 27,998,000 20,996,600 15,185,300 10,519,800 83,143,500Check with D‐3 000000Rate_Report_Tables.xlsx5/25/2014Grand IslandSpecial Meeting - 6/3/2014Page 37 / 42 Table 7City of Grand Island, NEWastewater UtilityCapital Improvement Program FinancingLine Year Ending September 30,_______________________________________________________________No. Description 2013 2014 2015 2016 2017 Total_________________________________________________________________________________$$$$$$Sources of Funds1   Beginning of Year Balance 3,168,800 31,545,000 5,619,200 1,142,400 1,047,200 3,168,8002   Revenue Bond Proceeds 37,344,700 0 0 0 1,500,000 38,844,7003 CWSRF Loan Proceeds 0 1,470,000 14,674,000 13,144,000 7,712,000 37,000,0004   Cash Financing of Construction 0 300,000 2,000,000 2,100,000 1,900,000 6,300,0005   Grants/Developer Contributions 992,000 350,000 0 0 0 1,342,0006   Interest Income (a) 20,300 57,200 18,300 11,100 8,400 115,300________ ________ ________ ________ ________ ________ 7 Total Funds Available 41,525,800 33,722,200 22,311,500 16,397,500 12,167,600 86,770,800Application of Funds8   Major Capital Improvements 8,443,800 27,998,000 20,996,600 15,185,300 10,519,800 83,143,5009 Refunding Escrow Deposits00000010   Issuance Costs 567,300 105,000 172,500 165,000 135,000 1,144,80011   Bond Reserve Funds (b) 969,700 0 0 0 106,400 1,076,100________ ________ ________ ________ ________ ________ 12 Total Application of Funds 9,980,800 28,103,000 21,169,100 15,350,300 10,761,200 85,364,40013 End of Year Fund Balance 31,545,000 5,619,200 1,142,400 1,047,200 1,406,400 1,406,40014 Capital Reserve Balance 1,500,000 1,500,000 1,500,000 1,500,000 1,500,000(a) Includes interest earnings on the capital reserve.(b) Reflects use of Bond Reserve Fund from Series 2003.Rate_Report_Tables.xlsx5/25/2014Grand IslandSpecial Meeting - 6/3/2014Page 38 / 42 Table 8 City of Grand Island, NE Wastewater Utility Comparison of Projected Revenue Under Existing Rates With Projected Revenue Requirements Line Year Ending September 30,_______________________________________________________ No. Description 2013 2014 2015 2016 2017_________________________________________________________________________ $$$$$ 1 Revenue Under Existing Rates 8,442,300 8,113,300 8,134,400 8,155,300 8,176,300 Additional Revenue Required Fiscal Revenue Months Year Increase Effective________________________ 2 2013 0.00% 10 00000 3 2014 12.00% 10 811,300 976,100 978,600 981,200 4 2015 12.00% 10 911,100 1,096,100 1,098,900 5 2016 6.00% 10 511,500 615,400 6 2017 5.00% 10 453,000________ ________ ________ ________ ________  7Total Additional Revenue 0 811,300 1,887,200 2,586,200 3,148,500 8Total Service Charge Revenue 8,442,300 8,924,600 10,021,600 10,741,500 11,324,800 9Other Operating Revenue 347,800 343,200 343,200 749,100 749,100 10 Interest Income ‐ Operations 500 800 800 700 900 11 Interest Income ‐ Reserve Funds (a) 18,600 17,400 16,700 17,200 17,700________ ________ ________ ________ ________  12 Total Revenue 8,809,200 9,286,000 10,382,300 11,508,500 12,092,500 13 Operation and Maintenance Expense 6,698,900 5,543,300 5,859,800 6,231,000 6,632,400________ ________ ________ ________ ________  14 Net Revenue 2,110,300 3,742,700 4,522,500 5,277,500 5,460,100 Debt Service 15    Existing Revenue Bonds 1,705,9000000 16    Proposed Revenue Bonds 0 3,008,500 2,125,500 2,515,400 2,532,200________ ________ ________ ________ ________  17 Total Revenue Bonds 1,705,900 3,008,500 2,125,500 2,515,400 2,532,200 18 Proposed CWSRF Loan 0 7,400 150,700 331,400 609,700________ ________ ________ ________ ________  19 Total Debt Service 1,705,900 3,015,900 2,276,200 2,846,800 3,141,900 20 Routine Capital Additions (b) 317,000 317,000 317,000 317,000 317,000 21 Cash Financing of Major Improvements 0 300,000 2,000,000 2,100,000 1,900,000 22 Additions to Operating Reserve 000090,800 23 Net Annual Balance 87,400 109,800 (70,700) 13,700 10,400 24 Beginning of Year Balance 0 87,400 197,200 126,500 140,200 25 End of Year Balance 87,400 197,200 126,500 140,200 150,600 26 Operating Reserve Balance 1,651,800 1,651,800 1,651,800 1,651,800 1,742,600 (a) Includes interest earnings on the Principal and Interest Account, Bond Reserve Fund, and operating reserve. (b) Cash financing of Machinery & Equipment and Vehicles. Rate_Report_Tables.xlsx 5/25/2014 Grand Island Special Meeting - 6/3/2014 Page 39 / 42 Table 9City of Grand Island, NEWastewater UtilityCoverage RequirementsLineYear Ending September 30,_____________________________________________________________________________________No. 2013 2014 2015 2016 2017 2018 2019 2020____________________________________________________________________$$$$$$$$Rate Covenant Coverage1 Projected Net Revenues 2,110,300 3,742,700 4,522,500 5,277,500 5,460,100 5,623,400 6,252,700 6,913,9002 Annual Debt Service (a) 1,705,900 3,015,900 2,276,200 2,846,800 3,141,900 3,757,900 4,338,500 4,835,3003 Projected Actual Net Revenue as aPercent of Debt Service (b) 1.24 x         1.24 x         1.99 x         1.85 x          1.74 x         1.50 x         1.44 x         1.43 x         Additional Bond Coverage (c)4 Preceding Year Projected Net Revenues3,488,191 2,110,300 3,742,700 4,522,500 5,277,500 5,460,100 5,623,400 6,252,7005 Average Annual Debt Service 2,586,400 2,876,300 3,485,300 3,981,600 4,201,400 4,245,500 4,266,700 4,263,5006 Projected Actual Net Revenue as aPercent of Debt Service (d) 1.35 x         0.73 x         1.07 x         1.14 x          1.26 x         1.29 x         1.32 x         1.47 x         7 Ensuing Year Projected Net Revenues2,110,300 3,742,700 4,522,500 5,277,500 5,460,100 5,623,400 6,252,700 6,913,9008 Average Annual Debt Service 2,586,400 2,876,300 3,485,300 3,981,600 4,201,400 4,245,500 4,266,700 4,263,5009 Projected Actual Net Revenue as aPercent of Debt Service (e) 0.82 x         1.30 x         1.30 x         1.33 x          1.30 x         1.32 x         1.47 x         1.62 x         (a) Includes Revenue Bonds and CWSRF Loans.(b) The Bond Ordinance requires net revenue to equal or exceed 1.10x actual debt service.(c) The City shall comply with one or the other of the two additional bonds tests.(d) The Bond Ordinance requires net revenue to equal or exceed 1.25x average annual debt service.(e)The Bond Ordinance requires net revenue to equal or exceed 1.25x average annual debt service in each of the three full fiscal years after the issuance of the proposed Additional Bonds.Rate_Report_Tables.xlsx5/25/2014Grand IslandSpecial Meeting - 6/3/2014Page 40 / 42 City of Grand Island Tuesday, June 3, 2014 Special Meeting Item I-1 #2014-138 - Consideration of Approving Intent to use Clean Water State Revolving Fund (CWSRF) Loan Proceeds for Sanitary Sewer Collection System and Wastewater Treatment Plant Improvements Staff Contact: John Collins, P.E. - Public Works Director Grand Island Special Meeting - 6/3/2014 Page 41 / 42 Approved as to Form ¤ ___________ May 30, 2014 ¤ City Attorney R E S O L U T I O N 2014-138 WHEREAS; the City Council adopted Resolution 2013-150 on May 14, 2013, which declared the City’s official intent to issue bonds in a maximum principal amount of $60,000,000 to finance Sanitary Sewer Collection System and Wastewater Treatment Plant Improvements; and WHEREAS; the Mayor and Council of the City of Grand Island hereby find and determine that it is necessary and appropriate to modify the official intent made in Resolution 2013-150 with respect to the principal amount of debt expected to be issued the City and the City’s expectations to reimburse certain expenditures with the proceeds of such debt as proposed; and WHEREAS; this Resolution shall stand as a statement of the City’s official intent under Regulation Section 1.150-2 of the regulations of the United States Treasury and shall modify and not be in addition to the statement made in Resolution 2013-150, and for such purposes the following information is hereby given: 1.A general functional description of the projects for which expenditures may be made and reimbursement from debt proceeds provided is as follows: Sanitary Sewer Collection System and Wastewater Treatment Plant Improvements 2.The maximum principal amount of debt expected to be issued for such projects is $74,275,000, which debt is expected to include up to $40,000,000 in principal amount of loan funds from the Clean Water State Revolving Loan Fund program administered by the Nebraska Department of Environmental Quality. NOW, THEREFORE, BE IT RESOLVED BY THE MAYOR AND COUNCIL OF THE CITY OF GRAND ISLAND, NEBRASKA, that the declaration of intent to issue debt to reimburse expenses resulting from the Wastewater Capital Improvements is hereby approved. - - - Adopted by the City Council of the City of Grand Island, Nebraska, June 3, 2014. _____________________________ Jay Vavricek, Mayor Attest: _______________________________________ RaNae Edwards, City Clerk Grand Island Special Meeting - 6/3/2014 Page 42 / 42